CAPITAL ONE FINL CORP

Ticker: COF CUSIP: 14040H105 Class: COM

Principle Wealth Partners LLC's Holding History (CIK: 0001743413)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 1,362 Value ($000) $330 Avg Close $222.19 Range $199.09 - $249.74

Q3 2025

Shares 1,244 Value ($000) $265 Avg Close $217.80 Range $202.31 - $230.94

Q2 2025

Shares 1,304 Value ($000) $278 Avg Close $185.05 Range $141.84 - $214.22

Q2 2020

Shares 175 Value ($000) $11 Avg Close $56.64 Range $36.13 - $77.68

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	1,362	$330	$222.19	$199.09 - $249.74
Q3 2025	1,244	$265	$217.80	$202.31 - $230.94
Q2 2025	1,304	$278	$185.05	$141.84 - $214.22
Q2 2020	175	$11	$56.64	$36.13 - $77.68