CAPITAL ONE FINL CORP

Ticker: COF CUSIP: 14040H105 Class: COM

Empirical Asset Management, LLC's Holding History (CIK: 0001926596)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022

Shares 3,146 Value ($000) $328 Avg Close $114.42 Range $92.48 - $135.11

Q1 2022

Shares 3,221 Value ($000) $423 Avg Close $135.88 Range $114.29 - $151.03

Q4 2021

Shares 2,629 Value ($000) $381 Avg Close $143.40 Range $126.96 - $161.80

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2022	3,146	$328	$114.42	$92.48 - $135.11
Q1 2022	3,221	$423	$135.88	$114.29 - $151.03
Q4 2021	2,629	$381	$143.40	$126.96 - $161.80