CAP ONE FIN 40 DS REP PRF SRS I

CUSIP: 14040H824 Class: PREFERRED STOCK

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
KELLY LAWRENCE W & ASSOCIATES INC/CA53,300$1,015
NBC SECURITIES, INC.12,238$233
PNC Financial Services Group, Inc.382$7
ORG Partners LLC31$1
Total (4 institutions)65,951$1,256