CAP ONE FIN 40 DS REP PRF SRS I

CUSIP: 14040H824 Class: PREFERRED STOCK

EVERETT HARRIS & CO /CA/'s Holding History (CIK: 0001009254)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 202,500 Value ($000) $5,081 Avg Close — Range —
Q3 2019
Shares 202,500 Value ($000) $5,056 Avg Close — Range —