CAPITAL SOUTHWEST CORP

Ticker: CSWC CUSIP: 140501107 Class: CEF

CHARLES SCHWAB INVESTMENT MANAGEMENT INC's Holding History (CIK: 0000884546)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 19,200 Value ($000) $667 Avg Close $4.44 Range $4.21 - $4.73

Q4 2013

Shares 19,200 Value ($000) $670 Avg Close $4.28 Range $3.95 - $4.54

Q3 2013

Shares 19,200 Value ($000) $663 Avg Close $4.52 Range $4.16 - $4.83

Q2 2013

Shares 4,800 Value ($000) $670 Avg Close $4.10 Range $3.59 - $4.58

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	19,200	$667	$4.44	$4.21 - $4.73
Q4 2013	19,200	$670	$4.28	$3.95 - $4.54
Q3 2013	19,200	$663	$4.52	$4.16 - $4.83
Q2 2013	4,800	$670	$4.10	$3.59 - $4.58