CAPITAL SOUTHWEST CORP

Ticker: CSWC CUSIP: 140501107 Class: CEF

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
VAN ECK ASSOCIATES CORP1,380,316$31
TWO SIGMA ADVISERS, LP1,062,917$23,544
TWO SIGMA INVESTMENTS, LP1,049,382$23,244
Sound Income Strategies, LLC885,967$20,980
UBS Group AG817,148$18,100
Melia Wealth LLC502,988$11,141
Muzinich & Co., Inc.425,322$9,421
Cetera Investment Advisers424,631$9,406
BlackRock, Inc.422,257$9,353
Legal & General Group Plc389,580$8,639
ENVESTNET ASSET MANAGEMENT INC386,138$8,553
Columbus Macro, LLC345,520$7,653
EPIQ PARTNERS, LLC310,965$6,888
Sumitomo Mitsui Trust Holdings, Inc.284,778$6,308
RAYMOND JAMES FINANCIAL INC281,013$6,224
FRANKLIN RESOURCES INC262,299$5,810
MORGAN STANLEY238,264$5,278
GOLDMAN SACHS GROUP INC229,086$5,074
Womack Financial LLC217,125$4,809
LPL Financial LLC214,780$4,757
FIRST MANHATTAN CO. LLC.206,002$4,563
MILLENNIUM MANAGEMENT LLC197,168$4,367
Beacon Pointe Advisors, LLC195,018$4,320
Connor, Clark & Lunn Investment Management Ltd.188,921$4,185
VOLORIDGE INVESTMENT MANAGEMENT, LLC169,858$3,762
GRACE & WHITE INC /NY164,697$3,648
Foundations Investment Advisors, LLC129,848$2,876
GraniteShares Advisors LLC122,472$2,713
Closed-End Fund Advisors, Inc.113,731$2,519
Hodges Capital Management Inc.108,462$2,402
Advisors Asset Management, Inc.103,463$2,292
Naviter Wealth, LLC99,245$2,198
BARCLAYS PLC97,739$2,165
NEUBERGER BERMAN GROUP LLC94,785$2,099
FJ Capital Management LLC92,685$2,053
COMMONWEALTH EQUITY SERVICES, LLC92,347$2,045
First Dallas Securities Inc.89,911$1,992
BENJAMIN EDWARDS INC89,709$1,987
Verition Fund Management LLC88,378$1,958
CONFLUENCE INVESTMENT MANAGEMENT LLC83,810$1,856
ROYAL BANK OF CANADA79,556$1,762
SMH CAPITAL ADVISORS INC78,404$1,737
JANE STREET GROUP, LLC77,937$1,726
Sovereign's Capital Management, LLC76,522$1,695
DENALI ADVISORS LLC76,284$1,690
GREAT WEST LIFE ASSURANCE CO /CAN/71,781$2
B. Riley Wealth Advisors, Inc.69,675$1,543
Legacy Capital Wealth Partners, LLC66,218$1,467
Atom Investors LP65,809$1,458
HRT FINANCIAL LP63,145$1
STATE STREET CORP62,507$1,385
Moerus Capital Management LLC61,698$1,367
Hennion & Walsh Asset Management, Inc.57,913$1,283
COZAD ASSET MANAGEMENT INC52,380$1,160
CreativeOne Wealth, LLC50,840$1,126
BANK OF AMERICA CORP /DE/50,458$1,118
Catalyst Capital Advisors LLC49,000$1,085
NORTHERN TRUST CORP47,217$1,046
Zuckerman Investment Group, LLC44,930$995
Kestra Advisory Services, LLC44,378$983
Cornerstone Wealth Management, LLC40,835$904
Symphony Financial, Ltd. Co.39,441$870
CALDWELL SUTTER CAPITAL, INC.38,084$844
Cambridge Investment Research Advisors, Inc.38,079$1
Aquatic Capital Management LLC35,950$796
Sunbelt Securities, Inc.35,500$786
Invesco Ltd.34,576$766
Virtus Investment Advisers, LLC32,682$724
Mraz, Amerine & Associates, Inc.28,910$640
Samalin Investment Counsel, LLC28,343$628
OSAIC HOLDINGS, INC.28,190$624
SIMPLEX TRADING, LLC27,754$615
GUGGENHEIM CAPITAL LLC27,461$608
CAXTON ASSOCIATES LLP26,267$582
Apollon Wealth Management, LLC24,668$546
Belpointe Asset Management LLC23,582$522
GSA CAPITAL PARTNERS LLP22,564$1
Trexquant Investment LP22,122$490
Brevan Howard Capital Management LP21,314$472
Fund Advisors of America Inc/FL20,620$457
AMERIPRISE FINANCIAL INC20,106$445
Mariner, LLC20,056$444
DEARBORN PARTNERS LLC19,999$443
Vantage Financial Partners, LLC19,918$441
Quantbot Technologies LP19,278$427
JPMORGAN CHASE & CO18,518$410
1900 WEALTH MANAGEMENT LLC18,272$405
LBMC INVESTMENT ADVISORS, LLC18,250$404
WEDBUSH SECURITIES INC16,378$0
Point72 Asset Management, L.P.13,784$305
US BANCORP \DE\13,700$303
BALYASNY ASSET MANAGEMENT L.P.13,410$297
Generali Investments CEE, investicni spolecnost, a.s.12,758$283
Accel Wealth Management12,495$277
SageGuard Financial Group, LLC12,113$268
Catalina Capital Group, LLC11,897$264
CWM, LLC11,767$0
Vident Advisory, LLC11,719$260
Global Retirement Partners, LLC11,587$257
Core Wealth Partners LLC11,520$255
61 other institutions151,744$27,795
Total (161 institutions)14,961,588$321,701