CAPITAL SOUTHWEST CORP

Ticker: CSWC CUSIP: 140501107 Class: CEF

ARIEL INVESTMENTS, LLC's Holding History (CIK: 0000936753)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 30,928 Value ($000) $685 Avg Close $11.63 Range $9.94 - $12.98

Q4 2020

Shares 96,598 Value ($000) $1,715 Avg Close $8.70 Range $6.94 - $10.18

Q3 2020

Shares 156,153 Value ($000) $2,194 Avg Close $7.51 Range $6.54 - $8.13

Q2 2020

Shares 156,153 Value ($000) $2,105 Avg Close $6.66 Range $4.48 - $8.19

Q1 2020

Shares 149,989 Value ($000) $1,713 Avg Close $8.93 Range $3.78 - $10.65

Q4 2019

Shares 161,240 Value ($000) $3,355 Avg Close $10.09 Range $9.54 - $10.48

Q3 2019

Shares 228,297 Value ($000) $4,977 Avg Close $9.80 Range $9.31 - $10.37

Q2 2019

Shares 601,256 Value ($000) $12,596 Avg Close $9.65 Range $9.37 - $9.95

Q1 2019

Shares 682,556 Value ($000) $14,361 Avg Close $9.26 Range $8.25 - $9.78

Q4 2018

Shares 881,804 Value ($000) $16,948 Avg Close $8.20 Range $7.45 - $10.24

Q3 2018

Shares 1,021,415 Value ($000) $19,386 Avg Close $7.80 Range $7.44 - $8.19

Q2 2018

Shares 1,039,515 Value ($000) $18,826 Avg Close $6.91 Range $6.52 - $7.73

Q1 2018

Shares 991,723 Value ($000) $16,879 Avg Close $6.55 Range $5.76 - $6.98

Q4 2017

Shares 1,008,803 Value ($000) $16,696 Avg Close $6.52 Range $6.26 - $6.78

Q3 2017

Shares 963,726 Value ($000) $16,509 Avg Close $6.24 Range $6.02 - $6.59

Q2 2017

Shares 951,668 Value ($000) $15,303 Avg Close $6.02 Range $5.65 - $6.44

Q1 2017

Shares 952,713 Value ($000) $16,110 Avg Close $5.95 Range $5.59 - $6.28

Q4 2016

Shares 939,799 Value ($000) $15,178 Avg Close $5.33 Range $4.94 - $6.09

Q3 2016

Shares 847,268 Value ($000) $12,455 Avg Close $5.17 Range $4.88 - $5.37

Q2 2016

Shares 604,281 Value ($000) $8,261 Avg Close $4.92 Range $4.77 - $5.10

Q1 2016

Shares 248,100 Value ($000) $3,441 Avg Close $4.94 Range $4.65 - $5.37

Q4 2015

Shares 89,000 Value ($000) $1,235 Avg Close $5.16 Range $4.73 - $6.15

Q3 2015

Shares 89,000 Value ($000) $4,219 Avg Close $6.20 Range $5.53 - $6.53

Q2 2015

Shares 101,500 Value ($000) $5,068 Avg Close $6.34 Range $5.97 - $6.72

Q1 2015

Shares 108,752 Value ($000) $5,048 Avg Close $5.86 Range $4.88 - $6.51

Q4 2014

Shares 126,000 Value ($000) $4,777 Avg Close $4.79 Range $4.37 - $5.31

Q3 2014

Shares 85,400 Value ($000) $3,055 Avg Close $4.78 Range $4.42 - $5.39

Q2 2014

Shares 80,600 Value ($000) $2,902 Avg Close $4.52 Range $4.11 - $4.71

Q1 2014

Shares 62,375 Value ($000) $2,166 Avg Close $4.44 Range $4.21 - $4.73

Q4 2013

Shares 37,775 Value ($000) $1,317 Avg Close $4.28 Range $3.95 - $4.54

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	30,928	$685	$11.63	$9.94 - $12.98
Q4 2020	96,598	$1,715	$8.70	$6.94 - $10.18
Q3 2020	156,153	$2,194	$7.51	$6.54 - $8.13
Q2 2020	156,153	$2,105	$6.66	$4.48 - $8.19
Q1 2020	149,989	$1,713	$8.93	$3.78 - $10.65
Q4 2019	161,240	$3,355	$10.09	$9.54 - $10.48
Q3 2019	228,297	$4,977	$9.80	$9.31 - $10.37
Q2 2019	601,256	$12,596	$9.65	$9.37 - $9.95
Q1 2019	682,556	$14,361	$9.26	$8.25 - $9.78
Q4 2018	881,804	$16,948	$8.20	$7.45 - $10.24
Q3 2018	1,021,415	$19,386	$7.80	$7.44 - $8.19
Q2 2018	1,039,515	$18,826	$6.91	$6.52 - $7.73
Q1 2018	991,723	$16,879	$6.55	$5.76 - $6.98
Q4 2017	1,008,803	$16,696	$6.52	$6.26 - $6.78
Q3 2017	963,726	$16,509	$6.24	$6.02 - $6.59
Q2 2017	951,668	$15,303	$6.02	$5.65 - $6.44
Q1 2017	952,713	$16,110	$5.95	$5.59 - $6.28
Q4 2016	939,799	$15,178	$5.33	$4.94 - $6.09
Q3 2016	847,268	$12,455	$5.17	$4.88 - $5.37
Q2 2016	604,281	$8,261	$4.92	$4.77 - $5.10
Q1 2016	248,100	$3,441	$4.94	$4.65 - $5.37
Q4 2015	89,000	$1,235	$5.16	$4.73 - $6.15
Q3 2015	89,000	$4,219	$6.20	$5.53 - $6.53
Q2 2015	101,500	$5,068	$6.34	$5.97 - $6.72
Q1 2015	108,752	$5,048	$5.86	$4.88 - $6.51
Q4 2014	126,000	$4,777	$4.79	$4.37 - $5.31
Q3 2014	85,400	$3,055	$4.78	$4.42 - $5.39
Q2 2014	80,600	$2,902	$4.52	$4.11 - $4.71
Q1 2014	62,375	$2,166	$4.44	$4.21 - $4.73
Q4 2013	37,775	$1,317	$4.28	$3.95 - $4.54