CAPITAL SOUTHWEST CORP

Ticker: CSWC CUSIP: 140501107 Class: CEF

BALDWIN BROTHERS LLC/MA's Holding History (CIK: 0001021258)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017

Shares 3,360 Value ($000) $54 Avg Close $6.02 Range $5.65 - $6.44

Q1 2017

Shares 3,360 Value ($000) $57 Avg Close $5.95 Range $5.59 - $6.28

Q4 2016

Shares 3,360 Value ($000) $54 Avg Close $5.33 Range $4.94 - $6.09

Q3 2016

Shares 3,360 Value ($000) $49 Avg Close $5.17 Range $4.88 - $5.37

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2017	3,360	$54	$6.02	$5.65 - $6.44
Q1 2017	3,360	$57	$5.95	$5.59 - $6.28
Q4 2016	3,360	$54	$5.33	$4.94 - $6.09
Q3 2016	3,360	$49	$5.17	$4.88 - $5.37