CAPITAL SOUTHWEST CORP

Ticker: CSWC CUSIP: 140501107 Class: CEF

Voya Investment Management LLC's Holding History (CIK: 0001068837)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 14,880 Value ($000) $517 Avg Close $4.44 Range $4.21 - $4.73

Q4 2013

Shares 14,880 Value ($000) $519 Avg Close $4.28 Range $3.95 - $4.54

Q3 2013

Shares 14,880 Value ($000) $509 Avg Close $4.52 Range $4.16 - $4.83

Q2 2013

Shares 3,720 Value ($000) $513 Avg Close $4.10 Range $3.59 - $4.58

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	14,880	$517	$4.44	$4.21 - $4.73
Q4 2013	14,880	$519	$4.28	$3.95 - $4.54
Q3 2013	14,880	$509	$4.52	$4.16 - $4.83
Q2 2013	3,720	$513	$4.10	$3.59 - $4.58