CAPITAL SOUTHWEST CORP

Ticker: CSWC CUSIP: 140501107 Class: CEF

SCHRODER INVESTMENT MANAGEMENT GROUP's Holding History (CIK: 0001086619)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014

Shares 386,164 Value ($000) $14,639 Avg Close $4.79 Range $4.37 - $5.31

Q3 2014

Shares 397,964 Value ($000) $14,235,173 Avg Close $4.78 Range $4.42 - $5.39

Q2 2014

Shares 360,105 Value ($000) $12,967,381 Avg Close $4.52 Range $4.11 - $4.71

Q1 2014

Shares 135,648 Value ($000) $4,709,698 Avg Close $4.44 Range $4.21 - $4.73

Q4 2013

Shares 138,836 Value ($000) $4,841,211 Avg Close $4.28 Range $3.95 - $4.54

Q3 2013

Shares 146,236 Value ($000) $5,002,734 Avg Close $4.52 Range $4.16 - $4.83

Q2 2013

Shares 36,359 Value ($000) $5,011,361 Avg Close $4.10 Range $3.59 - $4.58

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2014	386,164	$14,639	$4.79	$4.37 - $5.31
Q3 2014	397,964	$14,235,173	$4.78	$4.42 - $5.39
Q2 2014	360,105	$12,967,381	$4.52	$4.11 - $4.71
Q1 2014	135,648	$4,709,698	$4.44	$4.21 - $4.73
Q4 2013	138,836	$4,841,211	$4.28	$3.95 - $4.54
Q3 2013	146,236	$5,002,734	$4.52	$4.16 - $4.83
Q2 2013	36,359	$5,011,361	$4.10	$3.59 - $4.58