CAPITAL SOUTHWEST CORP

Ticker: CSWC CUSIP: 140501107 Class: CEF

WHITTIER TRUST CO's Holding History (CIK: 0001137881)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 32,000 Value ($000) $470 Avg Close $5.17 Range $4.88 - $5.37

Q2 2016

Shares 32,000 Value ($000) $437 Avg Close $4.92 Range $4.77 - $5.10

Q1 2016

Shares 32,000 Value ($000) $444 Avg Close $4.94 Range $4.65 - $5.37

Q4 2015

Shares 32,000 Value ($000) $444 Avg Close $5.16 Range $4.73 - $6.15

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	32,000	$470	$5.17	$4.88 - $5.37
Q2 2016	32,000	$437	$4.92	$4.77 - $5.10
Q1 2016	32,000	$444	$4.94	$4.65 - $5.37
Q4 2015	32,000	$444	$5.16	$4.73 - $6.15