CAPITAL SOUTHWEST CORP

Ticker: CSWC CUSIP: 140501107 Class: CEF

Sterling Capital Management LLC's Holding History (CIK: 0001329883)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014

Shares 14,220 Value ($000) $509 Avg Close $4.78 Range $4.42 - $5.39

Q2 2014

Shares 14,220 Value ($000) $512 Avg Close $4.52 Range $4.11 - $4.71

Q3 2013

Shares 12,014 Value ($000) $411 Avg Close $4.52 Range $4.16 - $4.83

Q2 2013

Shares 2,532 Value ($000) $349 Avg Close $4.10 Range $3.59 - $4.58

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2014	14,220	$509	$4.78	$4.42 - $5.39
Q2 2014	14,220	$512	$4.52	$4.11 - $4.71
Q3 2013	12,014	$411	$4.52	$4.16 - $4.83
Q2 2013	2,532	$349	$4.10	$3.59 - $4.58