CAPITAL SOUTHWEST CORP

Ticker: CSWC CUSIP: 140501107 Class: CEF

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 47,712 Value ($000) $1,657 Avg Close $4.44 Range $4.21 - $4.73

Q4 2013

Shares 49,248 Value ($000) $1,717 Avg Close $4.28 Range $3.95 - $4.54

Q3 2013

Shares 48,382 Value ($000) $1,655 Avg Close $4.52 Range $4.16 - $4.83

Q2 2013

Shares 11,452 Value ($000) $1,578 Avg Close $4.10 Range $3.59 - $4.58

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	47,712	$1,657	$4.44	$4.21 - $4.73
Q4 2013	49,248	$1,717	$4.28	$3.95 - $4.54
Q3 2013	48,382	$1,655	$4.52	$4.16 - $4.83
Q2 2013	11,452	$1,578	$4.10	$3.59 - $4.58