CAPITAL SOUTHWEST CORP

Ticker: CSWC CUSIP: 140501107 Class: CEF

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 214,780 Value ($000) $4,757 Avg Close $20.45 Range $18.48 - $21.90

Q3 2025

Shares 194,735 Value ($000) $4,257 Avg Close $21.41 Range $20.38 - $22.09

Q2 2025

Shares 205,640 Value ($000) $4,532 Avg Close $18.64 Range $15.72 - $20.61

Q1 2025

Shares 197,678 Value ($000) $4,412 Avg Close $19.85 Range $18.78 - $20.85

Q4 2024

Shares 169,054 Value ($000) $3,689 Avg Close $20.09 Range $18.07 - $22.00

Q3 2024

Shares 191,996 Value ($000) $4,856 Avg Close $21.07 Range $18.79 - $22.54

Q2 2024

Shares 181,011 Value ($000) $4,723 Avg Close $20.82 Range $19.46 - $21.99

Q1 2024

Shares 153,500 Value ($000) $3,831 Avg Close $19.29 Range $18.16 - $20.61

Q4 2023

Shares 145,396 Value ($000) $3,446 Avg Close $17.19 Range $15.88 - $19.13

Q3 2023

Shares 129,106 Value ($000) $2,957 Avg Close $16.24 Range $14.61 - $17.90

Q2 2023

Shares 118,290 Value ($000) $2,333 Avg Close $13.42 Range $12.46 - $14.94

Q1 2023

Shares 114,510 Value ($000) $2,036 Avg Close $12.97 Range $11.59 - $14.13

Q4 2022

Shares 104,218 Value ($000) $1,782 Avg Close $12.19 Range $11.03 - $13.36

Q3 2022

Shares 83,313 Value ($000) $1,411 Avg Close $12.78 Range $11.32 - $14.01

Q2 2022

Shares 85,384 Value ($000) $1,573 Avg Close $14.14 Range $11.74 - $15.59

Q1 2022

Shares 53,783 Value ($000) $1,276 Avg Close $15.40 Range $14.26 - $16.65

Q4 2021

Shares 42,911 Value ($000) $1,085 Avg Close $16.22 Range $14.86 - $17.13

Q3 2021

Shares 35,707 Value ($000) $899 Avg Close $15.45 Range $13.76 - $16.74

Q2 2021

Shares 41,770 Value ($000) $970 Avg Close $14.44 Range $12.85 - $16.29

Q1 2021

Shares 36,363 Value ($000) $806 Avg Close $11.63 Range $9.94 - $12.98

Q4 2020

Shares 34,823 Value ($000) $618 Avg Close $8.70 Range $6.94 - $10.18

Q3 2020

Shares 30,269 Value ($000) $425 Avg Close $7.51 Range $6.54 - $8.13

Q2 2020

Shares 15,886 Value ($000) $214 Avg Close $6.66 Range $4.48 - $8.19

Q1 2020

Shares 14,139 Value ($000) $161 Avg Close $8.93 Range $3.78 - $10.65

Q4 2019

Shares 17,359 Value ($000) $361 Avg Close $10.09 Range $9.54 - $10.48

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	214,780	$4,757	$20.45	$18.48 - $21.90
Q3 2025	194,735	$4,257	$21.41	$20.38 - $22.09
Q2 2025	205,640	$4,532	$18.64	$15.72 - $20.61
Q1 2025	197,678	$4,412	$19.85	$18.78 - $20.85
Q4 2024	169,054	$3,689	$20.09	$18.07 - $22.00
Q3 2024	191,996	$4,856	$21.07	$18.79 - $22.54
Q2 2024	181,011	$4,723	$20.82	$19.46 - $21.99
Q1 2024	153,500	$3,831	$19.29	$18.16 - $20.61
Q4 2023	145,396	$3,446	$17.19	$15.88 - $19.13
Q3 2023	129,106	$2,957	$16.24	$14.61 - $17.90
Q2 2023	118,290	$2,333	$13.42	$12.46 - $14.94
Q1 2023	114,510	$2,036	$12.97	$11.59 - $14.13
Q4 2022	104,218	$1,782	$12.19	$11.03 - $13.36
Q3 2022	83,313	$1,411	$12.78	$11.32 - $14.01
Q2 2022	85,384	$1,573	$14.14	$11.74 - $15.59
Q1 2022	53,783	$1,276	$15.40	$14.26 - $16.65
Q4 2021	42,911	$1,085	$16.22	$14.86 - $17.13
Q3 2021	35,707	$899	$15.45	$13.76 - $16.74
Q2 2021	41,770	$970	$14.44	$12.85 - $16.29
Q1 2021	36,363	$806	$11.63	$9.94 - $12.98
Q4 2020	34,823	$618	$8.70	$6.94 - $10.18
Q3 2020	30,269	$425	$7.51	$6.54 - $8.13
Q2 2020	15,886	$214	$6.66	$4.48 - $8.19
Q1 2020	14,139	$161	$8.93	$3.78 - $10.65
Q4 2019	17,359	$361	$10.09	$9.54 - $10.48