CAPITAL SOUTHWEST CORP

Ticker: CSWC CUSIP: 140501107 Class: CEF

Clear Harbor Asset Management, LLC's Holding History (CIK: 0001511857)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 10,895 Value ($000) $176 Avg Close $5.33 Range $4.94 - $6.09

Q2 2016

Shares 13,537 Value ($000) $185 Avg Close $4.92 Range $4.77 - $5.10

Q1 2016

Shares 13,537 Value ($000) $188 Avg Close $4.94 Range $4.65 - $5.37

Q4 2015

Shares 13,537 Value ($000) $188 Avg Close $5.16 Range $4.73 - $6.15

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	10,895	$176	$5.33	$4.94 - $6.09
Q2 2016	13,537	$185	$4.92	$4.77 - $5.10
Q1 2016	13,537	$188	$4.94	$4.65 - $5.37
Q4 2015	13,537	$188	$5.16	$4.73 - $6.15