CAPITAL SOUTHWEST CORP

Ticker: CSWC CUSIP: 140501107 Class: CEF

Ground Swell Capital, LLC's Holding History (CIK: 0001534450)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 162 Value ($000) $6 Avg Close $4.78 Range $4.42 - $5.39
Q2 2014
Shares 840 Value ($000) $30 Avg Close $4.52 Range $4.11 - $4.71