CAPITAL SOUTHWEST CORP

Ticker: CSWC CUSIP: 140501107 Class: CEF

FNY Investment Advisers, LLC's Holding History (CIK: 0001742998)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 2,500 Value ($000) $62 Avg Close $15.45 Range $13.76 - $16.74

Q2 2021

Shares 4,000 Value ($000) $92 Avg Close $14.44 Range $12.85 - $16.29

Q1 2021

Shares 3,799 Value ($000) $84 Avg Close $11.63 Range $9.94 - $12.98

Q4 2020

Shares 1,699 Value ($000) $30 Avg Close $8.70 Range $6.94 - $10.18

Q2 2018

Shares 90 Value ($000) $1 Avg Close $6.91 Range $6.52 - $7.73

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	2,500	$62	$15.45	$13.76 - $16.74
Q2 2021	4,000	$92	$14.44	$12.85 - $16.29
Q1 2021	3,799	$84	$11.63	$9.94 - $12.98
Q4 2020	1,699	$30	$8.70	$6.94 - $10.18
Q2 2018	90	$1	$6.91	$6.52 - $7.73