CAPITALA FIN CORP

CUSIP: 14054R106 Class: COM

NORTHERN TRUST CORP's Holding History (CIK: 0000073124)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 31,146 Value ($000) $589 Avg Close — Range —
Q1 2014
Shares 40,803 Value ($000) $787 Avg Close — Range —
Q4 2013
Shares 45,946 Value ($000) $914 Avg Close — Range —