CAPITALA FIN CORP

CUSIP: 14054R106 Class: COM

Squarepoint Ops LLC's Holding History (CIK: 0001642575)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 12,836 Value ($000) $112 Avg Close — Range —
Q3 2019
Shares 27,419 Value ($000) $227 Avg Close — Range —
Q2 2019
Shares 26,431 Value ($000) $250 Avg Close — Range —