CAPITALA FIN CORP

CUSIP: 14054R403 Class: 5.75% NT CV 22

OSAIC HOLDINGS, INC.'s Holding History (CIK: 0001677044)

Note: Option positions (PUT/CALL) are excluded.

Q1 2022
Shares 2,000 Value ($000) $50 Avg Close — Range —
Q4 2021
Shares 10,601 Value ($000) $269 Avg Close — Range —
Q2 2020
Shares 4,400 Value ($000) $85 Avg Close — Range —
Q1 2020
Shares 3,950 Value ($000) $69 Avg Close — Range —