CAPRICOR THERAPEUTICS INC

Ticker: CAPR CUSIP: 14070B309 Class: COMMON STOCK

ROTHSCHILD INVESTMENT LLC's Holding History (CIK: 0000085338)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 18 Value ($000) $1 Avg Close $13.06 Range $4.30 - $40.37

Q2 2025

Shares 60 Value ($000) $1 Avg Close $10.56 Range $6.07 - $15.00

Q1 2025

Shares 45 Value ($000) $0 Avg Close $13.88 Range $9.01 - $16.47

Q4 2024

Shares 10 Value ($000) $0 Avg Close $17.52 Range $12.25 - $23.40

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	18	$1	$13.06	$4.30 - $40.37
Q2 2025	60	$1	$10.56	$6.07 - $15.00
Q1 2025	45	$0	$13.88	$9.01 - $16.47
Q4 2024	10	$0	$17.52	$12.25 - $23.40