CAPRICOR THERAPEUTICS INC

Ticker: CAPR CUSIP: 14070B309 Class: COMMON STOCK

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
BlackRock, Inc.2,850,978$82,279
VANGUARD GROUP INC2,561,880$73,936
Point72 Asset Management, L.P.1,839,876$53,099
SUVRETTA CAPITAL MANAGEMENT, LLC1,785,610$51,533
TANG CAPITAL MANAGEMENT LLC1,700,000$49,062
RA CAPITAL MANAGEMENT, L.P.1,507,844$43,516
GEODE CAPITAL MANAGEMENT, LLC1,017,332$29,367
FMR LLC922,634$26,627
CITADEL ADVISORS LLC901,996$26,032
STATE STREET CORP829,521$23,940
Darwin Global Management, Ltd.800,000$23,168
MILLENNIUM MANAGEMENT LLC682,344$19,692
Soleus Capital Management, L.P.646,390$18,655
J. Goldman & Co LP595,376$17,183
MORGAN STANLEY585,840$16,907
Ikarian Capital, LLC578,015$16,682
GOLDMAN SACHS GROUP INC447,983$12,929
DG Capital Management, LLC413,963$11,947
SB Capital Management Inc400,001$11,544
JPMORGAN CHASE & CO369,134$10,653
BALYASNY ASSET MANAGEMENT L.P.352,998$10,188
NORTHERN TRUST CORP350,641$10,120
Boxer Capital Management, LLC325,000$9,380
RTW INVESTMENTS, LP250,000$7,215
Quinn Opportunity Partners LLC242,883$7,010
UBS Group AG238,216$6,875
Palo Alto Investors LP226,304$6,531
Woodline Partners LP219,086$6,323
Moody Aldrich Partners LLC208,755$6,025
HBK Sorce Advisory LLC203,705$5,036
RAYMOND JAMES FINANCIAL INC195,390$5,639
BOOTHBAY FUND MANAGEMENT, LLC190,730$5,504
DIADEMA PARTNERS LP158,075$4,562
NATIONAL BANK OF CANADA /FI/143,500$4,141
ADAGE CAPITAL PARTNERS GP, L.L.C.130,000$3,752
WELLINGTON MANAGEMENT GROUP LLP128,270$3,702
AMERIPRISE FINANCIAL INC125,169$3,612
MARSHALL WACE, LLP121,912$3,518
BARCLAYS PLC119,372$3,445
CHARLES SCHWAB INVESTMENT MANAGEMENT INC119,352$3,444
Bank of New York Mellon Corp118,364$3,416
SEVEN GRAND MANAGERS, LLC100,000$2,886
SUPERSTRING CAPITAL MANAGEMENT LP96,334$2,780
Nuveen, LLC90,951$2,625
OPPENHEIMER & CO INC80,813$2,332
FRED ALGER MANAGEMENT, LLC80,793$2,332
Black Diamond Financial, LLC79,077$2,282
SUSQUEHANNA INTERNATIONAL GROUP, LLP77,607$2,240
Anson Funds Management LP68,018$1,963
SIMPLEX TRADING, LLC55,707$1,608
TWO SIGMA INVESTMENTS, LP54,773$1,581
BANK OF AMERICA CORP /DE/53,819$1,553
Persistent Asset Partners Ltd51,481$1,486
Jump Financial, LLC49,500$1,429
RHUMBLINE ADVISERS46,977$1,356
LPL Financial LLC46,601$1,345
WELLS FARGO & COMPANY/MN45,604$1,316
FARALLON CAPITAL MANAGEMENT LLC41,000$1,183
OSAIC HOLDINGS, INC.39,881$1,151
ALLIANCEBERNSTEIN L.P.38,830$1,121
Creek Drive Management Group LLC36,000$1,039
GLENMEDE TRUST CO NA32,090$926
AlphaQuest LLC30,056$867
DEUTSCHE BANK AG\28,732$829
ENVESTNET ASSET MANAGEMENT INC27,404$791
COMMONWEALTH EQUITY SERVICES, LLC26,288$759
PRICE T ROWE ASSOCIATES INC /MD/23,152$1
MetLife Investment Management, LLC21,976$634
Jain Global LLC21,700$626
Mariner, LLC21,450$619
ACADIAN ASSET MANAGEMENT LLC20,100$1
FORA Capital, LLC19,969$576
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.17,863$516
STEMPOINT CAPITAL LP17,853$515
Creative Planning15,232$440
Entropy Technologies, LP14,170$409
Invesco Ltd.13,621$393
Susquehanna Portfolio Strategies, LLC13,295$384
NEW YORK STATE COMMON RETIREMENT FUND13,000$375
STATE OF WISCONSIN INVESTMENT BOARD12,755$368
US BANCORP \DE\12,630$365
SEI INVESTMENTS CO12,610$364
Quantinno Capital Management LP12,389$358
MANUFACTURERS LIFE INSURANCE COMPANY, THE11,606$335
Police & Firemen's Retirement System of New Jersey11,349$328
Virtus Investment Advisers, LLC10,224$295
NOMURA HOLDINGS INC9,876$285
ELLERSON GROUP INC /ADV9,690$280
AQR CAPITAL MANAGEMENT LLC8,596$248
STONERIDGE INVESTMENT PARTNERS LLC8,457$0
BNP PARIBAS ARBITRAGE, SA8,294$239
Brinker Capital Investments, LLC8,266$239
MONETA GROUP INVESTMENT ADVISORS LLC7,391$213
Cetera Investment Advisers7,193$208
ProShare Advisors LLC7,033$203
ROYAL BANK OF CANADA5,040$146
Parkside Financial Bank & Trust5,020$145
Russell Investments Group, Ltd.4,640$134
State of Wyoming4,429$128
Legal & General Group Plc3,969$115
32 other institutions24,675$649
Total (132 institutions)27,422,288$789,097