CAPRICOR THERAPEUTICS INC

Ticker: CAPR CUSIP: 14070B309 Class: COMMON STOCK

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q2 2025

Shares 17,054 Value ($000) $169 Avg Close $10.56 Range $6.07 - $15.00

Q4 2024

Shares 104,798 Value ($000) $1,446 Avg Close $17.52 Range $12.25 - $23.40

Q3 2024

Shares 82,900 Value ($000) $1,261 Avg Close $4.95 Range $3.52 - $15.65

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2025	17,054	$169	$10.56	$6.07 - $15.00
Q4 2024	104,798	$1,446	$17.52	$12.25 - $23.40
Q3 2024	82,900	$1,261	$4.95	$3.52 - $15.65