CAPRICOR THERAPEUTICS INC

Ticker: CAPR CUSIP: 14070B309 Class: COMMON STOCK

M Holdings Securities, Inc.'s Holding History (CIK: 0001569638)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 20,000 Value ($000) $94 Avg Close $5.76 Range $3.32 - $8.40

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	20,000	$94	$5.76	$3.32 - $8.40