CAPRICOR THERAPEUTICS INC

Ticker: CAPR CUSIP: 14070B309 Class: COMMON STOCK

Patriot Financial Group Insurance Agency, LLC's Holding History (CIK: 0001694883)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020

Shares 150 Value ($000) $1 Avg Close $5.83 Range $3.82 - $12.32

Q2 2020

Shares 1,000 Value ($000) $5 Avg Close $4.36 Range $0.96 - $11.08

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2020	150	$1	$5.83	$3.82 - $12.32
Q2 2020	1,000	$5	$4.36	$0.96 - $11.08