CAPRICOR THERAPEUTICS INC

Ticker: CAPR CUSIP: 14070B309 Class: COMMON STOCK

Independent Advisor Alliance's Holding History (CIK: 0001696899)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019

Shares 15,000 Value ($000) $56 Avg Close $3.46 Range $2.30 - $8.85

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2019	15,000	$56	$3.46	$2.30 - $8.85