CARDICA INC

CUSIP: 14141R101 Class: COM

Verition Fund Management LLC's Holding History (CIK: 0001454027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 80,000 Value ($000) $78 Avg Close — Range —
Q3 2013
Shares 80,000 Value ($000) $104 Avg Close — Range —
Q2 2013
Shares 149,435 Value ($000) $166 Avg Close — Range —