CARDIFF ONCOLOGY INC

Ticker: CRDF CUSIP: 14147L108 Class: COM

O'SHAUGHNESSY ASSET MANAGEMENT, LLC's Holding History (CIK: 0001423442)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 972 Value ($000) $6 Avg Close $6.28 Range $4.88 - $8.58

Q2 2021

Shares 1,014 Value ($000) $7 Avg Close $8.48 Range $6.56 - $10.24

Q1 2021

Shares 1,078 Value ($000) $10 Avg Close $12.15 Range $8.12 - $19.78

Q4 2020

Shares 97 Value ($000) $2 Avg Close $17.58 Range $12.02 - $25.50

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	972	$6	$6.28	$4.88 - $8.58
Q2 2021	1,014	$7	$8.48	$6.56 - $10.24
Q1 2021	1,078	$10	$12.15	$8.12 - $19.78
Q4 2020	97	$2	$17.58	$12.02 - $25.50