CARDIFF ONCOLOGY INC

Ticker: CRDF CUSIP: 14147L108 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
BlackRock, Inc.4,043,614$11,363
VANGUARD GROUP INC3,722,085$10,459
Laurion Capital Management LP2,646,738$7,437
Pfizer Inc2,411,575$6,777
ACORN CAPITAL ADVISORS, LLC1,962,084$5,513
BLAIR WILLIAM & CO/IL1,948,847$5,476
GEODE CAPITAL MANAGEMENT, LLC1,523,015$4,281
FRANKLIN RESOURCES INC1,205,803$3,388
STATE STREET CORP1,191,647$3,349
TWO SIGMA INVESTMENTS, LP724,957$2,037
FLPUTNAM INVESTMENT MANAGEMENT CO595,328$1,673
NORTHERN TRUST CORP461,753$1,298
GOLDMAN SACHS GROUP INC385,086$1,082
TWO SIGMA ADVISERS, LP360,500$1,013
Candriam S.C.A.344,437$968
Bank of New York Mellon Corp328,995$924
MORGAN STANLEY235,834$663
XTX Topco Ltd219,357$616
GSA CAPITAL PARTNERS LLP210,880$1
MILLENNIUM MANAGEMENT LLC194,420$546
CHARLES SCHWAB INVESTMENT MANAGEMENT INC188,655$530
Avestar Capital, LLC136,145$383
JANE STREET GROUP, LLC132,850$373
CITADEL ADVISORS LLC118,188$332
AlphaCore Capital LLC114,426$322
BARCLAYS PLC98,863$278
UBS Group AG87,429$246
WELLS FARGO & COMPANY/MN83,830$236
Nuveen, LLC80,220$225
RHUMBLINE ADVISERS78,389$220
HB Wealth Management, LLC71,491$201
Assenagon Asset Management S.A.67,231$189
Rockefeller Capital Management L.P.56,500$159
DIMENSIONAL FUND ADVISORS LP55,710$157
MAI Capital Management51,591$145
CAPSTONE INVESTMENT ADVISORS, LLC51,190$144
ALLIANCEBERNSTEIN L.P.48,737$137
DEUTSCHE BANK AG\43,888$123
Glenview Trust co43,128$121
GROUP ONE TRADING, L.P.41,874$118
BANK OF AMERICA CORP /DE/41,264$116
Virtu Financial LLC38,479$0
ELKHORN PARTNERS LIMITED PARTNERSHIP38,100$107
FMR LLC37,702$106
Creative Planning37,454$105
Invst, LLC36,000$101
HighTower Advisors, LLC34,206$96
PRICE T ROWE ASSOCIATES INC /MD/31,330$0
HRT FINANCIAL LP29,408$0
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.28,753$81
INTECH INVESTMENT MANAGEMENT LLC27,991$79
RAYMOND JAMES FINANCIAL INC26,672$75
JPMORGAN CHASE & CO25,977$73
Golden State Equity Partners24,500$69
Post Resch Tallon Group Inc.22,503$63
UNITED BANK22,411$63
Invesco Ltd.22,182$62
SUSQUEHANNA INTERNATIONAL GROUP, LLP21,840$61
Baker Ellis Asset Management LLC20,000$56
MANUFACTURERS LIFE INSURANCE COMPANY, THE19,436$55
FinDec Wealth Services, Inc.16,000$45
SG Americas Securities, LLC15,798$0
Lido Advisors, LLC14,981$31
Gladstone Institutional Advisory LLC13,000$37
INTEGRITY ALLIANCE, LLC.12,860$36
R Squared Ltd12,701$36
Brooklyn Investment Group12,649$37
BNP PARIBAS ARBITRAGE, SA12,640$36
Voya Investment Management LLC12,562$35
PFG Investments, LLC12,501$35
Belpointe Asset Management LLC11,778$33
Tamar Securities, LLC11,495$32
ProShare Advisors LLC11,328$32
Ledgewood Wealth Advisors, LLC11,190$31
Scarborough Advisors, LLC10,502$30
Capital Advisors Wealth Management, LLC10,500$30
Proactive Wealth Strategies LLC10,000$28
Security National Bank9,767$27
Police & Firemen's Retirement System of New Jersey7,973$22
Hurley Capital, LLC7,100$20
SageView Advisory Group, LLC6,490$18
MetLife Investment Management, LLC6,230$18
Legal & General Group Plc6,185$17
Tower Research Capital LLC (TRC)5,989$17
Ameritas Investment Partners, Inc.5,678$16
Russell Investments Group, Ltd.5,135$14
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM3,816$11
NEW YORK STATE COMMON RETIREMENT FUND3,600$10
US BANCORP \DE\3,109$9
Sterling Capital Management LLC2,455$7
AMALGAMATED BANK1,948$0
ROYAL BANK OF CANADA1,725$4
CITIGROUP INC1,403$4
NBC SECURITIES, INC.1,000$3
GAMMA Investing LLC746$2
Clearstead Advisors, LLC700$2
CWM, LLC495$0
Farther Finance Advisors, LLC322$1
SRS Capital Advisors, Inc.304$1
Caitong International Asset Management Co., Ltd270$1
10 other institutions817$1
Total (110 institutions)27,249,240$75,638