CARDIFF ONCOLOGY INC

Ticker: CRDF CUSIP: 14147L108 Class: COM

Prospera Financial Services Inc's Holding History (CIK: 0001541625)

Note: Option positions (PUT/CALL) are excluded.

Q1 2022

Shares 4,085 Value ($000) $10 Avg Close $3.54 Range $2.09 - $7.32

Q1 2021

Shares 26,650 Value ($000) $247 Avg Close $12.15 Range $8.12 - $19.78

Q4 2020

Shares 46,284 Value ($000) $833 Avg Close $17.58 Range $12.02 - $25.50

Q2 2020

Shares 96,400 Value ($000) $483 Avg Close $2.05 Range $0.75 - $5.75

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2022	4,085	$10	$3.54	$2.09 - $7.32
Q1 2021	26,650	$247	$12.15	$8.12 - $19.78
Q4 2020	46,284	$833	$17.58	$12.02 - $25.50
Q2 2020	96,400	$483	$2.05	$0.75 - $5.75