CARDIFF ONCOLOGY INC

Ticker: CRDF CUSIP: 14147L108 Class: COM

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 56,500 Value ($000) $159 Avg Close $2.32 Range $1.90 - $3.31
Q3 2025
Shares 62,500 Value ($000) $129 Avg Close $2.76 Range $1.90 - $4.56
Q3 2022
Shares 163 Value ($000) $0 Avg Close $2.41 Range $1.50 - $3.41
Q2 2022
Shares 163 Value ($000) $0 Avg Close $1.67 Range $1.13 - $2.77
Q1 2022
Shares 7 Value ($000) $0 Avg Close $3.54 Range $2.09 - $7.32
Q4 2021
Shares 6 Value ($000) $0 Avg Close $5.96 Range $5.06 - $7.27
Q2 2021
Shares 882 Value ($000) $5 Avg Close $8.48 Range $6.56 - $10.24
Q1 2021
Shares 1,235 Value ($000) $11 Avg Close $12.15 Range $8.12 - $19.78
Q4 2020
Shares 174 Value ($000) $3 Avg Close $17.58 Range $12.02 - $25.50
Q3 2020
Shares 7,054 Value ($000) $100 Avg Close $6.60 Range $4.10 - $16.00