CUSIP: 14161WAD7 Class: NOTE 4.250% 4/0
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| PenderFund Capital Management Ltd. | 47,710,000 | $19,358 |
| FMR LLC | 31,141,000 | $12,145 |
| Context Capital Management, LLC | 15,636,000 | $6,176 |
| 683 Capital Management, LLC | 15,000,000 | $5,775 |
| WOLVERINE ASSET MANAGEMENT LLC | 14,879,000 | $5,955 |
| CAPSTONE INVESTMENT ADVISORS, LLC | 9,145,000 | $3,612 |
| WHITEBOX ADVISORS LLC | 7,404,000 | $2,888 |
| DeepCurrents Investment Group LLC | 4,435,000 | $1,826 |
| READYSTATE ASSET MANAGEMENT LP | 3,600,000 | $1,422 |
| RBF Capital, LLC | 1,000,000 | $390 |
| Total (10 institutions) | 149,950,000 | $59,547 |