CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

HARTFORD INVESTMENT MANAGEMENT CO's Holding History (CIK: 0000922439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 27,027 Value ($000) $15,483 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 27,444 Value ($000) $13,095 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 28,372 Value ($000) $11,014 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 29,160 Value ($000) $9,617 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 29,845 Value ($000) $10,827 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 30,525 Value ($000) $11,939 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 31,334 Value ($000) $10,437 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 32,898 Value ($000) $12,055 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 34,369 Value ($000) $10,162 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 34,984 Value ($000) $9,551 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 36,356 Value ($000) $8,945 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 44,023 Value ($000) $10,074 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 52,808 Value ($000) $13 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 53,589 Value ($000) $8,793 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 53,814 Value ($000) $9,620 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 53,873 Value ($000) $12,004 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 57,560 Value ($000) $11,900 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 59,141 Value ($000) $11,353 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 65,745 Value ($000) $14,308 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 65,368 Value ($000) $15,157 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 63,469 Value ($000) $11,553 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 56,535 Value ($000) $8,432 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 58,696 Value ($000) $7,425 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 65,529 Value ($000) $7,604 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 58,311 Value ($000) $8,611 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 60,778 Value ($000) $7,677 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 62,768 Value ($000) $8,555 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 62,852 Value ($000) $8,516 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 67,642 Value ($000) $8,595 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 69,198 Value ($000) $10,552 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 72,308 Value ($000) $9,810 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 116,243 Value ($000) $17,132 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 125,237 Value ($000) $19,735 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 127,318 Value ($000) $15,878 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 128,102 Value ($000) $13,766 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 133,861 Value ($000) $12,417 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 147,325 Value ($000) $13,663 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 145,145 Value ($000) $12,885 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 142,855 Value ($000) $10,830 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 142,213 Value ($000) $10,885 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 144,914 Value ($000) $9,848 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 154,735 Value ($000) $10,113 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 154,276 Value ($000) $13,086 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 158,477 Value ($000) $12,683 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 159,623 Value ($000) $14,610 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 163,333 Value ($000) $16,175 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 169,090 Value ($000) $18,375 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 175,344 Value ($000) $17,424 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 179,966 Value ($000) $16,343 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 189,902 Value ($000) $15,832 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 200,916 Value ($000) $16,574 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	27,027	$15,483	$555.50	$469.79 - $627.50
Q3 2025	27,444	$13,095	$425.39	$381.75 - $483.95
Q2 2025	28,372	$11,014	$330.84	$264.29 - $386.62
Q1 2025	29,160	$9,617	$351.95	$315.09 - $404.98
Q4 2024	29,845	$10,827	$381.74	$351.93 - $412.27
Q3 2024	30,525	$11,939	$338.69	$301.40 - $389.91
Q2 2024	31,334	$10,437	$338.69	$308.78 - $372.10
Q1 2024	32,898	$12,055	$311.07	$268.51 - $357.70
Q4 2023	34,369	$10,162	$251.22	$216.95 - $290.10
Q3 2023	34,984	$9,551	$261.47	$229.25 - $283.47
Q2 2023	36,356	$8,945	$213.76	$195.84 - $240.81
Q1 2023	44,023	$10,074	$230.59	$201.84 - $253.98
Q4 2022	52,808	$13	$206.59	$156.72 - $232.83
Q3 2022	53,589	$8,793	$172.21	$151.58 - $189.11
Q2 2022	53,814	$9,620	$197.29	$164.98 - $221.91
Q1 2022	53,873	$12,004	$195.46	$167.60 - $214.37
Q4 2021	57,560	$11,900	$186.69	$173.30 - $200.95
Q3 2021	59,141	$11,353	$192.08	$172.62 - $206.58
Q2 2021	65,745	$14,308	$211.85	$188.71 - $226.53
Q1 2021	65,368	$15,157	$189.09	$163.90 - $217.37
Q4 2020	63,469	$11,553	$153.98	$129.92 - $167.14
Q3 2020	56,535	$8,432	$126.81	$112.24 - $141.22
Q2 2020	58,696	$7,425	$106.19	$89.90 - $125.54
Q1 2020	65,529	$7,604	$113.38	$77.78 - $132.89
Q4 2019	58,311	$8,611	$123.01	$102.69 - $131.46
Q3 2019	60,778	$7,677	$111.09	$97.87 - $122.22
Q2 2019	62,768	$8,555	$114.70	$103.20 - $125.83
Q1 2019	62,852	$8,516	$114.61	$103.38 - $123.15
Q4 2018	67,642	$8,595	$111.50	$96.19 - $135.93
Q3 2018	69,198	$10,552	$120.51	$110.40 - $134.53
Q2 2018	72,308	$9,810	$126.53	$112.48 - $137.00
Q1 2018	116,243	$17,132	$133.07	$120.49 - $146.01
Q4 2017	125,237	$19,735	$116.31	$103.45 - $133.20
Q3 2017	127,318	$15,878	$96.02	$87.71 - $104.79
Q2 2017	128,102	$13,766	$84.05	$74.79 - $89.64
Q1 2017	133,861	$12,417	$77.69	$74.24 - $81.74
Q4 2016	147,325	$13,663	$73.74	$65.47 - $79.39
Q3 2016	145,145	$12,885	$66.01	$58.78 - $71.89
Q2 2016	142,855	$10,830	$59.82	$55.25 - $64.10
Q1 2016	142,213	$10,885	$53.06	$44.66 - $61.22
Q4 2015	144,914	$9,848	$54.58	$48.84 - $59.43
Q3 2015	154,735	$10,113	$59.11	$48.76 - $65.71
Q2 2015	154,276	$13,086	$65.86	$60.39 - $68.73
Q1 2015	158,477	$12,683	$63.13	$59.48 - $69.69
Q4 2014	159,623	$14,610	$73.34	$66.42 - $80.82
Q3 2014	163,333	$16,175	$79.29	$73.57 - $83.32
Q2 2014	169,090	$18,375	$78.02	$73.19 - $81.73
Q1 2014	175,344	$17,424	$69.69	$63.53 - $74.44
Q4 2013	179,966	$16,343	$62.67	$60.17 - $67.37
Q3 2013	189,902	$15,832	$61.64	$58.99 - $64.50
Q2 2013	200,916	$16,574	$61.55	$57.61 - $65.73