CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

AQR CAPITAL MANAGEMENT LLC's Holding History (CIK: 0001167557)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 286,509 Value ($000) $164,133 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 246,400 Value ($000) $116,863 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 103,957 Value ($000) $40,193 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 81,978 Value ($000) $26,632 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 88,745 Value ($000) $32,193 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 128,336 Value ($000) $49,983 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 255,605 Value ($000) $84,976 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 183,817 Value ($000) $67,198 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 307,091 Value ($000) $90,798 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 382,329 Value ($000) $104,376 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 320,309 Value ($000) $78,694 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 427,393 Value ($000) $96,873 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 276,813 Value ($000) $66,100 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 256,151 Value ($000) $42,029 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 215,352 Value ($000) $38,178 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 283,430 Value ($000) $63,154 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 281,786 Value ($000) $58,110 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 380,874 Value ($000) $73,116 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 317,052 Value ($000) $68,167 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 256,510 Value ($000) $59,477 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 242,007 Value ($000) $43,581 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 340,063 Value ($000) $50,720 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 459,273 Value ($000) $57,143 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 428,449 Value ($000) $49,717 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 593,257 Value ($000) $87,612 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 909,425 Value ($000) $114,869 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 1,021,112 Value ($000) $139,167 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 285,312 Value ($000) $38,657 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 124,050 Value ($000) $15,763 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 176,956 Value ($000) $26,984 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 1,447,691 Value ($000) $196,408 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 1,152,464 Value ($000) $169,850 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 1,048,595 Value ($000) $165,237 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 738,067 Value ($000) $92,044 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 356,385 Value ($000) $38,297 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 80,147 Value ($000) $7,434 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 81,046 Value ($000) $7,516 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 3,300 Value ($000) $293 Avg Close $66.01 Range $58.78 - $71.89

Q1 2016

Shares 105,884 Value ($000) $8,104 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 120,093 Value ($000) $8,162 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 156,571 Value ($000) $10,233 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 57,687 Value ($000) $4,893 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 119,842 Value ($000) $9,591 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 237,074 Value ($000) $21,699 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 86,448 Value ($000) $8,561 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 5,400 Value ($000) $587 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 17,100 Value ($000) $1,699 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 8,500 Value ($000) $772 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 27,948 Value ($000) $2,330 Avg Close $61.64 Range $58.99 - $64.50

Q4 2012

Shares 33,000 Value ($000) $2,956 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	286,509	$164,133	$555.50	$469.79 - $627.50
Q3 2025	246,400	$116,863	$425.39	$381.75 - $483.95
Q2 2025	103,957	$40,193	$330.84	$264.29 - $386.62
Q1 2025	81,978	$26,632	$351.95	$315.09 - $404.98
Q4 2024	88,745	$32,193	$381.74	$351.93 - $412.27
Q3 2024	128,336	$49,983	$338.69	$301.40 - $389.91
Q2 2024	255,605	$84,976	$338.69	$308.78 - $372.10
Q1 2024	183,817	$67,198	$311.07	$268.51 - $357.70
Q4 2023	307,091	$90,798	$251.22	$216.95 - $290.10
Q3 2023	382,329	$104,376	$261.47	$229.25 - $283.47
Q2 2023	320,309	$78,694	$213.76	$195.84 - $240.81
Q1 2023	427,393	$96,873	$230.59	$201.84 - $253.98
Q4 2022	276,813	$66,100	$206.59	$156.72 - $232.83
Q3 2022	256,151	$42,029	$172.21	$151.58 - $189.11
Q2 2022	215,352	$38,178	$197.29	$164.98 - $221.91
Q1 2022	283,430	$63,154	$195.46	$167.60 - $214.37
Q4 2021	281,786	$58,110	$186.69	$173.30 - $200.95
Q3 2021	380,874	$73,116	$192.08	$172.62 - $206.58
Q2 2021	317,052	$68,167	$211.85	$188.71 - $226.53
Q1 2021	256,510	$59,477	$189.09	$163.90 - $217.37
Q4 2020	242,007	$43,581	$153.98	$129.92 - $167.14
Q3 2020	340,063	$50,720	$126.81	$112.24 - $141.22
Q2 2020	459,273	$57,143	$106.19	$89.90 - $125.54
Q1 2020	428,449	$49,717	$113.38	$77.78 - $132.89
Q4 2019	593,257	$87,612	$123.01	$102.69 - $131.46
Q3 2019	909,425	$114,869	$111.09	$97.87 - $122.22
Q2 2019	1,021,112	$139,167	$114.70	$103.20 - $125.83
Q1 2019	285,312	$38,657	$114.61	$103.38 - $123.15
Q4 2018	124,050	$15,763	$111.50	$96.19 - $135.93
Q3 2018	176,956	$26,984	$120.51	$110.40 - $134.53
Q2 2018	1,447,691	$196,408	$126.53	$112.48 - $137.00
Q1 2018	1,152,464	$169,850	$133.07	$120.49 - $146.01
Q4 2017	1,048,595	$165,237	$116.31	$103.45 - $133.20
Q3 2017	738,067	$92,044	$96.02	$87.71 - $104.79
Q2 2017	356,385	$38,297	$84.05	$74.79 - $89.64
Q1 2017	80,147	$7,434	$77.69	$74.24 - $81.74
Q4 2016	81,046	$7,516	$73.74	$65.47 - $79.39
Q3 2016	3,300	$293	$66.01	$58.78 - $71.89
Q1 2016	105,884	$8,104	$53.06	$44.66 - $61.22
Q4 2015	120,093	$8,162	$54.58	$48.84 - $59.43
Q3 2015	156,571	$10,233	$59.11	$48.76 - $65.71
Q2 2015	57,687	$4,893	$65.86	$60.39 - $68.73
Q1 2015	119,842	$9,591	$63.13	$59.48 - $69.69
Q4 2014	237,074	$21,699	$73.34	$66.42 - $80.82
Q3 2014	86,448	$8,561	$79.29	$73.57 - $83.32
Q2 2014	5,400	$587	$78.02	$73.19 - $81.73
Q1 2014	17,100	$1,699	$69.69	$63.53 - $74.44
Q4 2013	8,500	$772	$62.67	$60.17 - $67.37
Q3 2013	27,948	$2,330	$61.64	$58.99 - $64.50
Q4 2012	33,000	$2,956	—	—