CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Rafferty Asset Management, LLC's Holding History (CIK: 0001389426)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 41,688 Value ($000) $23,882 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 42,154 Value ($000) $20,114 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 42,457 Value ($000) $16,482 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 36,342 Value ($000) $11,986 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 45,547 Value ($000) $16,523 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 40,658 Value ($000) $15,902 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 43,046 Value ($000) $14,339 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 42,325 Value ($000) $15,509 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 42,781 Value ($000) $12,649 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 40,576 Value ($000) $11,077 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 37,245 Value ($000) $9,164 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 33,965 Value ($000) $7,773 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 32,005 Value ($000) $7,667 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 16,826 Value ($000) $2,761 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 2,699 Value ($000) $482 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 3,335 Value ($000) $743 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 5,476 Value ($000) $1,132 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 7,732 Value ($000) $1,484 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 11,447 Value ($000) $2,491 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 9,420 Value ($000) $2,184 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 4,695 Value ($000) $855 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 3,391 Value ($000) $506 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 2,141 Value ($000) $271 Avg Close $106.19 Range $89.90 - $125.54

Q4 2019

Shares 1,631 Value ($000) $241 Avg Close $123.01 Range $102.69 - $131.46

Q1 2019

Shares 1,499 Value ($000) $203 Avg Close $114.61 Range $103.38 - $123.15

Q2 2017

Shares 34,733 Value ($000) $3,732 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 32,798 Value ($000) $3,042 Avg Close $77.69 Range $74.24 - $81.74

Q3 2016

Shares 31,562 Value ($000) $2,802 Avg Close $66.01 Range $58.78 - $71.89

Q1 2015

Shares 3,264 Value ($000) $261 Avg Close $63.13 Range $59.48 - $69.69

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	41,688	$23,882	$555.50	$469.79 - $627.50
Q3 2025	42,154	$20,114	$425.39	$381.75 - $483.95
Q2 2025	42,457	$16,482	$330.84	$264.29 - $386.62
Q1 2025	36,342	$11,986	$351.95	$315.09 - $404.98
Q4 2024	45,547	$16,523	$381.74	$351.93 - $412.27
Q3 2024	40,658	$15,902	$338.69	$301.40 - $389.91
Q2 2024	43,046	$14,339	$338.69	$308.78 - $372.10
Q1 2024	42,325	$15,509	$311.07	$268.51 - $357.70
Q4 2023	42,781	$12,649	$251.22	$216.95 - $290.10
Q3 2023	40,576	$11,077	$261.47	$229.25 - $283.47
Q2 2023	37,245	$9,164	$213.76	$195.84 - $240.81
Q1 2023	33,965	$7,773	$230.59	$201.84 - $253.98
Q4 2022	32,005	$7,667	$206.59	$156.72 - $232.83
Q3 2022	16,826	$2,761	$172.21	$151.58 - $189.11
Q2 2022	2,699	$482	$197.29	$164.98 - $221.91
Q1 2022	3,335	$743	$195.46	$167.60 - $214.37
Q4 2021	5,476	$1,132	$186.69	$173.30 - $200.95
Q3 2021	7,732	$1,484	$192.08	$172.62 - $206.58
Q2 2021	11,447	$2,491	$211.85	$188.71 - $226.53
Q1 2021	9,420	$2,184	$189.09	$163.90 - $217.37
Q4 2020	4,695	$855	$153.98	$129.92 - $167.14
Q3 2020	3,391	$506	$126.81	$112.24 - $141.22
Q2 2020	2,141	$271	$106.19	$89.90 - $125.54
Q4 2019	1,631	$241	$123.01	$102.69 - $131.46
Q1 2019	1,499	$203	$114.61	$103.38 - $123.15
Q2 2017	34,733	$3,732	$84.05	$74.79 - $89.64
Q1 2017	32,798	$3,042	$77.69	$74.24 - $81.74
Q3 2016	31,562	$2,802	$66.01	$58.78 - $71.89
Q1 2015	3,264	$261	$63.13	$59.48 - $69.69