CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

EXCHANGE TRADED CONCEPTS, LLC's Holding History (CIK: 0001457320)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 27,665 Value ($000) $15,848 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 4,864 Value ($000) $2,321 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 38,296 Value ($000) $14,867 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 39,716 Value ($000) $13,098 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 49,121 Value ($000) $17,819 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 28,027 Value ($000) $10,962 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 52,036 Value ($000) $17,333 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 23,936 Value ($000) $8,771 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 28,660 Value ($000) $8,474 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 24,755 Value ($000) $6,758 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 33,519 Value ($000) $8,247 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 27,188 Value ($000) $6,222 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 31 Value ($000) $7 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 51 Value ($000) $8 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 16,390 Value ($000) $2,930 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 116 Value ($000) $26 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 118 Value ($000) $24 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 25,926 Value ($000) $4,977 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 22,150 Value ($000) $4,821 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 20,816 Value ($000) $4,827 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 623 Value ($000) $113 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 191 Value ($000) $28 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 30,271 Value ($000) $3,829 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 4 Value ($000) $0 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 3 Value ($000) $0 Avg Close $123.01 Range $102.69 - $131.46

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	27,665	$15,848	$555.50	$469.79 - $627.50
Q3 2025	4,864	$2,321	$425.39	$381.75 - $483.95
Q2 2025	38,296	$14,867	$330.84	$264.29 - $386.62
Q1 2025	39,716	$13,098	$351.95	$315.09 - $404.98
Q4 2024	49,121	$17,819	$381.74	$351.93 - $412.27
Q3 2024	28,027	$10,962	$338.69	$301.40 - $389.91
Q2 2024	52,036	$17,333	$338.69	$308.78 - $372.10
Q1 2024	23,936	$8,771	$311.07	$268.51 - $357.70
Q4 2023	28,660	$8,474	$251.22	$216.95 - $290.10
Q3 2023	24,755	$6,758	$261.47	$229.25 - $283.47
Q2 2023	33,519	$8,247	$213.76	$195.84 - $240.81
Q1 2023	27,188	$6,222	$230.59	$201.84 - $253.98
Q4 2022	31	$7	$206.59	$156.72 - $232.83
Q3 2022	51	$8	$172.21	$151.58 - $189.11
Q2 2022	16,390	$2,930	$197.29	$164.98 - $221.91
Q1 2022	116	$26	$195.46	$167.60 - $214.37
Q4 2021	118	$24	$186.69	$173.30 - $200.95
Q3 2021	25,926	$4,977	$192.08	$172.62 - $206.58
Q2 2021	22,150	$4,821	$211.85	$188.71 - $226.53
Q1 2021	20,816	$4,827	$189.09	$163.90 - $217.37
Q4 2020	623	$113	$153.98	$129.92 - $167.14
Q3 2020	191	$28	$126.81	$112.24 - $141.22
Q2 2020	30,271	$3,829	$106.19	$89.90 - $125.54
Q1 2020	4	$0	$113.38	$77.78 - $132.89
Q4 2019	3	$0	$123.01	$102.69 - $131.46