CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

ALETHEA CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001549408)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 3,951 Value ($000) $602 Avg Close $120.51 Range $110.40 - $134.53
Q4 2014
Shares 3,000 Value ($000) $275 Avg Close $73.34 Range $66.42 - $80.82