CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

High Falls Advisors, Inc's Holding History (CIK: 0001569139)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 5,344 Value ($000) $3,061 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 5,342 Value ($000) $2,549 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 4,986 Value ($000) $1,936 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 4,974 Value ($000) $1,640 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 4,915 Value ($000) $1,783 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 4,852 Value ($000) $1,898 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 4,862 Value ($000) $1,619 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 4,488 Value ($000) $1,644 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 4,484 Value ($000) $1,326 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 4,406 Value ($000) $1,203 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 4,402 Value ($000) $1,083 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 4,422 Value ($000) $1,012 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 4,418 Value ($000) $1,058 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 4,413 Value ($000) $724 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 4,409 Value ($000) $788 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 5,505 Value ($000) $1,227 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 5,501 Value ($000) $1,137 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 5,496 Value ($000) $1,055 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 5,317 Value ($000) $1,157 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 4,314 Value ($000) $1,000 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 4,310 Value ($000) $785 Avg Close $153.98 Range $129.92 - $167.14

Q2 2020

Shares 2,306 Value ($000) $292 Avg Close $106.19 Range $89.90 - $125.54

Q2 2019

Shares 1,552 Value ($000) $212 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 1,552 Value ($000) $210 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 1,703 Value ($000) $216 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 1,702 Value ($000) $259 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 1,510 Value ($000) $205 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 1,510 Value ($000) $222 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 1,452 Value ($000) $229 Avg Close $116.31 Range $103.45 - $133.20

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	5,344	$3,061	$555.50	$469.79 - $627.50
Q3 2025	5,342	$2,549	$425.39	$381.75 - $483.95
Q2 2025	4,986	$1,936	$330.84	$264.29 - $386.62
Q1 2025	4,974	$1,640	$351.95	$315.09 - $404.98
Q4 2024	4,915	$1,783	$381.74	$351.93 - $412.27
Q3 2024	4,852	$1,898	$338.69	$301.40 - $389.91
Q2 2024	4,862	$1,619	$338.69	$308.78 - $372.10
Q1 2024	4,488	$1,644	$311.07	$268.51 - $357.70
Q4 2023	4,484	$1,326	$251.22	$216.95 - $290.10
Q3 2023	4,406	$1,203	$261.47	$229.25 - $283.47
Q2 2023	4,402	$1,083	$213.76	$195.84 - $240.81
Q1 2023	4,422	$1,012	$230.59	$201.84 - $253.98
Q4 2022	4,418	$1,058	$206.59	$156.72 - $232.83
Q3 2022	4,413	$724	$172.21	$151.58 - $189.11
Q2 2022	4,409	$788	$197.29	$164.98 - $221.91
Q1 2022	5,505	$1,227	$195.46	$167.60 - $214.37
Q4 2021	5,501	$1,137	$186.69	$173.30 - $200.95
Q3 2021	5,496	$1,055	$192.08	$172.62 - $206.58
Q2 2021	5,317	$1,157	$211.85	$188.71 - $226.53
Q1 2021	4,314	$1,000	$189.09	$163.90 - $217.37
Q4 2020	4,310	$785	$153.98	$129.92 - $167.14
Q2 2020	2,306	$292	$106.19	$89.90 - $125.54
Q2 2019	1,552	$212	$114.70	$103.20 - $125.83
Q1 2019	1,552	$210	$114.61	$103.38 - $123.15
Q4 2018	1,703	$216	$111.50	$96.19 - $135.93
Q3 2018	1,702	$259	$120.51	$110.40 - $134.53
Q2 2018	1,510	$205	$126.53	$112.48 - $137.00
Q1 2018	1,510	$222	$133.07	$120.49 - $146.01
Q4 2017	1,452	$229	$116.31	$103.45 - $133.20