CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

DUPONT CAPITAL MANAGEMENT CORP's Holding History (CIK: 0001128251)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022

Shares 18,919 Value ($000) $772 Avg Close $39.03 Range $34.63 - $42.51

Q3 2022

Shares 23,161 Value ($000) $891 Avg Close $37.20 Range $33.70 - $40.60

Q2 2022

Shares 49,844 Value ($000) $1,951 Avg Close $36.19 Range $33.13 - $40.11

Q1 2022

Shares 44,908 Value ($000) $2,010 Avg Close $40.49 Range $37.05 - $42.89

Q4 2021

Shares 24,062 Value ($000) $1,034 Avg Close $37.61 Range $34.95 - $40.44

Q3 2021

Shares 10,774 Value ($000) $446 Avg Close $33.79 Range $30.68 - $37.22

Q2 2021

Shares 12,297 Value ($000) $484 Avg Close $35.41 Range $33.07 - $37.26

Q1 2021

Shares 12,297 Value ($000) $501 Avg Close $32.90 Range $26.57 - $38.75

Q4 2020

Shares 61,697 Value ($000) $1,986 Avg Close $23.03 Range $17.91 - $28.03

Q3 2020

Shares 64,853 Value ($000) $1,406 Avg Close $20.42 Range $17.34 - $23.59

Q2 2020

Shares 68,680 Value ($000) $1,806 Avg Close $21.07 Range $17.12 - $26.05

Q1 2020

Shares 21,599 Value ($000) $496 Avg Close $26.14 Range $14.46 - $31.26

Q4 2019

Shares 22,510 Value ($000) $857 Avg Close $29.62 Range $27.07 - $31.70

Q3 2019

Shares 23,060 Value ($000) $801 Avg Close $27.99 Range $25.52 - $30.20

Q2 2019

Shares 24,623 Value ($000) $884 Avg Close $28.25 Range $26.68 - $29.79

Q1 2019

Shares 24,623 Value ($000) $835 Avg Close $29.00 Range $25.45 - $31.52

Q4 2018

Shares 24,623 Value ($000) $826 Avg Close $29.64 Range $25.13 - $33.55

Q3 2018

Shares 73,797 Value ($000) $3,058 Avg Close $32.65 Range $31.20 - $33.98

Q2 2018

Shares 54,842 Value ($000) $2,221 Avg Close $32.03 Range $29.68 - $34.19

Q1 2018

Shares 2,488 Value ($000) $99 Avg Close $32.89 Range $30.15 - $34.99

Q1 2015

Shares 48,964 Value ($000) $1,393 Avg Close $18.56 Range $16.46 - $20.57

Q4 2014

Shares 48,964 Value ($000) $1,253 Avg Close $18.19 Range $16.78 - $19.37

Q3 2014

Shares 48,964 Value ($000) $1,216 Avg Close $18.44 Range $17.64 - $19.36

Q2 2014

Shares 48,964 Value ($000) $1,252 Avg Close $17.55 Range $16.30 - $19.00

Q1 2014

Shares 196,555 Value ($000) $4,951 Avg Close $17.79 Range $16.13 - $18.99

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2022	18,919	$772	$39.03	$34.63 - $42.51
Q3 2022	23,161	$891	$37.20	$33.70 - $40.60
Q2 2022	49,844	$1,951	$36.19	$33.13 - $40.11
Q1 2022	44,908	$2,010	$40.49	$37.05 - $42.89
Q4 2021	24,062	$1,034	$37.61	$34.95 - $40.44
Q3 2021	10,774	$446	$33.79	$30.68 - $37.22
Q2 2021	12,297	$484	$35.41	$33.07 - $37.26
Q1 2021	12,297	$501	$32.90	$26.57 - $38.75
Q4 2020	61,697	$1,986	$23.03	$17.91 - $28.03
Q3 2020	64,853	$1,406	$20.42	$17.34 - $23.59
Q2 2020	68,680	$1,806	$21.07	$17.12 - $26.05
Q1 2020	21,599	$496	$26.14	$14.46 - $31.26
Q4 2019	22,510	$857	$29.62	$27.07 - $31.70
Q3 2019	23,060	$801	$27.99	$25.52 - $30.20
Q2 2019	24,623	$884	$28.25	$26.68 - $29.79
Q1 2019	24,623	$835	$29.00	$25.45 - $31.52
Q4 2018	24,623	$826	$29.64	$25.13 - $33.55
Q3 2018	73,797	$3,058	$32.65	$31.20 - $33.98
Q2 2018	54,842	$2,221	$32.03	$29.68 - $34.19
Q1 2018	2,488	$99	$32.89	$30.15 - $34.99
Q1 2015	48,964	$1,393	$18.56	$16.46 - $20.57
Q4 2014	48,964	$1,253	$18.19	$16.78 - $19.37
Q3 2014	48,964	$1,216	$18.44	$17.64 - $19.36
Q2 2014	48,964	$1,252	$17.55	$16.30 - $19.00
Q1 2014	196,555	$4,951	$17.79	$16.13 - $18.99