CUSIP: 15189TBD8 Class: NOTE 4.250% 8/1
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Lombard Odier Asset Management (Europe) Ltd | 24,877,000 | $27,254 |
| 1832 Asset Management L.P. | 3,945,000 | $433,705 |
| Amundi | 7,000,000 | $765,450 |
| Brevan Howard Capital Management LP | 20,000,000 | $21,988 |
| BNP Paribas Investment Partners S.A. | 7,500,000 | $8 |
| CITIGROUP INC | 1,757,000 | $1,921 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Aequim Alternative Investments LP | 77,500,000 | 107,250,000 | +29,750,000 (+38.4%) |
| ADVENT CAPITAL MANAGEMENT /DE/ | 52,075,000 | 58,536,000 | +6,461,000 (+12.4%) |
| Point72 Asset Management, L.P. | 79,594,000 | 126,594,000 | +47,000,000 (+59.0%) |
| SHENKMAN CAPITAL MANAGEMENT INC | 513,000 | 1,013,000 | +500,000 (+97.5%) |
| D. E. Shaw & Co., Inc. | 137,500,000 | 172,500,000 | +35,000,000 (+25.5%) |
| RWC Asset Management LLP | 6,146,000 | 6,560,000 | +414,000 (+6.7%) |
| NOMURA HOLDINGS INC | 722,512 | 861,963 | +139,451 (+19.3%) |
| GOLDMAN SACHS GROUP INC | 730,000 | 8,730,000 | +8,000,000 (+1095.9%) |
| BlackRock, Inc. | 9,500,000 | 12,300,000 | +2,800,000 (+29.5%) |
| JPMORGAN CHASE & CO | 13,460,000 | 14,411,000 | +951,000 (+7.1%) |
| STATE STREET CORP | 20,175,000 | 21,075,000 | +900,000 (+4.5%) |
| MORGAN STANLEY | 5,740,000 | 6,500,000 | +760,000 (+13.2%) |
| AMERIPRISE FINANCIAL INC | 10,930,000 | 11,430,000 | +500,000 (+4.6%) |
| Russell Investments Group, Ltd. | 2,281,000 | 2,531,000 | +250,000 (+11.0%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| SOROS FUND MANAGEMENT LLC | 100,000,000 | 5,000,000 | -95,000,000 (-95.0%) |
| Laffer Tengler Investments, Inc. | 24,940 | 2,481 | -22,459 (-90.1%) |
| HBK INVESTMENTS L P | 18,500,000 | 11,500,000 | -7,000,000 (-37.8%) |
| Wellesley Asset Management | 4,039,000 | 3,735,000 | -304,000 (-7.5%) |
| TWO SIGMA INVESTMENTS, LP | 33,000,000 | 30,500,000 | -2,500,000 (-7.6%) |
| AGF MANAGEMENT LTD | 2,500,000 | 1,500,000 | -1,000,000 (-40.0%) |
| WELLS FARGO & COMPANY/MN | 7,724,000 | 4,080,000 | -3,644,000 (-47.2%) |
| BARCLAYS PLC | 3,748,000 | 391,000 | -3,357,000 (-89.6%) |
| Man Group plc | 3,630,000 | 2,930,000 | -700,000 (-19.3%) |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt | 12,050,000 | 11,550,000 | -500,000 (-4.1%) |
| DEUTSCHE BANK AG\ | 2,203,000 | 2,022,000 | -181,000 (-8.2%) |
| Thrivent Financial for Lutherans | 8,528,000 | 8,018,000 | -510,000 (-6.0%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| MIZUHO SECURITIES USA LLC | 10,000,000 | $10,888 |
| Kohlberg Kravis Roberts & Co. L.P. | 5,000,000 | $5,551 |
| NATIXIS | 5,000 | $5,596 |
| Squarepoint Ops LLC | 10,000 | $11,083 |
| BANK OF AMERICA CORP /DE/ | 2,493,000 | $2,767 |
| SUSQUEHANNA ADVISORS GROUP, INC. | 5,000,000 | $56 |
| CSS LLC/IL | 21,000 | $23 |