CLAROS MTG TR INC

Ticker: CMTG CUSIP: 18270D106 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Hyundai Investments Co., Ltd.20,518,603$62,787
Koch, Inc.15,126,917$46,288
NEUBERGER BERMAN GROUP LLC8,761,228$26,809
BlackRock, Inc.8,189,946$25,061
VANGUARD GROUP INC6,873,282$21,032
CHARLES SCHWAB INVESTMENT MANAGEMENT INC3,621,983$11,083
GEODE CAPITAL MANAGEMENT, LLC2,621,926$8,026
WAFRA INC.2,500,000$7,650
STATE STREET CORP2,087,295$6,387
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC1,820,745$5,571
GRATIA CAPITAL, LLC1,700,084$5,202
MILLENNIUM MANAGEMENT LLC1,333,701$4,081
D. E. Shaw & Co., Inc.819,877$2,509
ACADIAN ASSET MANAGEMENT LLC777,911$2
NORTHERN TRUST CORP774,634$2,370
LM Asset (IM) Inc.534,000$1,634
JPMORGAN CHASE & CO448,433$1,372
PRUDENTIAL FINANCIAL INC411,125$1,258
GOLDMAN SACHS GROUP INC387,685$1,186
Caption Management, LLC340,000$1,040
CITADEL ADVISORS LLC326,530$999
Brevan Howard Capital Management LP312,649$958
Bank of New York Mellon Corp303,517$929
AQR CAPITAL MANAGEMENT LLC276,068$845
JANE STREET GROUP, LLC251,856$771
MORGAN STANLEY239,100$732
AMERIPRISE FINANCIAL INC224,100$686
Nuveen, LLC199,231$610
LOS ANGELES CAPITAL MANAGEMENT LLC197,944$649
Verition Fund Management LLC152,131$466
Invesco Ltd.145,227$444
BARCLAYS PLC143,901$440
UBS Group AG141,391$433
Greenland Capital Management LP138,000$422
TUDOR INVESTMENT CORP ET AL128,068$392
RHUMBLINE ADVISERS120,258$368
Portolan Capital Management, LLC119,700$366
ALLIANCEBERNSTEIN L.P.117,400$359
PRICE T ROWE ASSOCIATES INC /MD/114,025$0
WELLS FARGO & COMPANY/MN103,504$317
Compagnie Lombard Odier SCmA92,500$283
BANK OF AMERICA CORP /DE/76,769$235
DEUTSCHE BANK AG\74,550$228
Vident Advisory, LLC71,360$218
SEI INVESTMENTS CO62,919$193
FMR LLC58,080$178
XTX Topco Ltd56,507$173
MetLife Investment Management, LLC53,812$165
Graham Capital Management, L.P.50,202$154
SG Americas Securities, LLC45,715$0
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.42,841$131
IEQ CAPITAL, LLC40,454$124
Gallagher Fiduciary Advisors, LLC35,671$109
Atria Investments, Inc35,566$109
INTECH INVESTMENT MANAGEMENT LLC35,384$108
Quadrature Capital Ltd30,182$92
MANUFACTURERS LIFE INSURANCE COMPANY, THE30,157$92
RENAISSANCE TECHNOLOGIES LLC26,900$82
NEW YORK STATE COMMON RETIREMENT FUND26,566$81
Russell Investments Group, Ltd.26,382$81
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM25,920$79
Police & Firemen's Retirement System of New Jersey24,058$74
CWM, LLC22,965$0
Creative Planning21,621$66
BNP PARIBAS ARBITRAGE, SA21,113$65
State of Wyoming20,843$64
Abel Hall, LLC20,294$62
ALGERT GLOBAL LLC19,027$0
Voya Investment Management LLC18,286$56
BANK OF MONTREAL /CAN/18,032$55
Cetera Investment Advisers17,512$54
BBR PARTNERS, LLC17,000$52
ProShare Advisors LLC16,868$52
STRS OHIO16,300$50
CIBC Asset Management Inc15,803$48
NISA INVESTMENT ADVISORS, LLC15,275$47
CANADA PENSION PLAN INVESTMENT BOARD14,100$43
SUSQUEHANNA INTERNATIONAL GROUP, LLP13,701$42
VICTORY CAPITAL MANAGEMENT INC13,075$40
Mariner, LLC12,302$38
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC11,622$34
Ameritas Investment Partners, Inc.9,023$28
Legal & General Group Plc8,547$26
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO8,226$25
GROUP ONE TRADING, L.P.6,808$21
SIMPLEX TRADING, LLC6,428$20
PNC Financial Services Group, Inc.6,055$19
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM5,685$17
Sterling Capital Management LLC5,321$16
GAMMA Investing LLC4,255$13
Tower Research Capital LLC (TRC)3,581$11
Clearstead Advisors, LLC3,194$10
ROYAL BANK OF CANADA3,171$10
AMALGAMATED BANK2,900$0
CITIGROUP INC2,089$6
Cranbrook Wealth Management, LLC1,000$3
Farther Finance Advisors, LLC936$3
EverSource Wealth Advisors, LLC854$3
Optiver Holding B.V.630$2
ROTHSCHILD INVESTMENT LLC607$2
16 other institutions2,783$8
Total (116 institutions)84,834,302$256,635