CLEARBRIDGE ENERGY MIDSTRM O

Institution	Shares	Value ($000)
ABSOLUTE INVESTMENT ADVISERS, LLC	84,275	$3,746
Hickory Point Bank & Trust	6,900	$308
Eagle Bay Advisors LLC	4,233	$189
Papamarkou Wellner Asset Management inc.	4,800	$214
Robinson Capital Management, LLC	6,000	$269
Almitas Capital LLC	9,549	$426
TrueMark Investments, LLC	6,319	$282
FIRST COMMUNITY TRUST NA	1,544	$69
Thomas J. Herzfeld Advisors, Inc.	1,016	$45
OPPENHEIMER & CO INC	7,901	$353
Concurrent Investment Advisors, LLC	4,580	$205
Merit Financial Group, LLC	4,959	$221
Kestra Advisory Services, LLC	2,670	$119
West Branch Capital LLC	203	$9
SageView Advisory Group, LLC	537	$24

Increased Positions (36)

SIT INVESTMENT ASSOCIATES INC

Value ($000) $35 (+1871.8%) Shares 777,688 (+1883.3%)

TERRIL BROTHERS, INC.

Value ($000) $2,279 (+123.3%) Shares 51,047 (+124.6%)

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

Value ($000) $2,187 (+839.7%) Shares 48,981 (+845.4%)

Quarry LP

Value ($000) $1,573 (+126.0%) Shares 35,239 (+127.3%)

Edgemoor Investment Advisors, Inc.

Value ($000) $3,300 (+36.0%) Shares 73,906 (+36.8%)

Oxbow Advisors, LLC

Value ($000) $2,611 (+12.2%) Shares 58,484 (+12.9%)

HOLLENCREST CAPITAL MANAGEMENT

Value ($000) $861 (+80.9%) Shares 19,285 (+82.0%)

Concorde Asset Management, LLC

Value ($000) $284 (+15.8%) Shares 6,362 (+16.4%)

EP Wealth Advisors, LLC

Value ($000) $13,637 (-3.1%) Shares 305,427 (+4.1%)

MORGAN STANLEY

Value ($000) $58,601 (+6.1%) Shares 1,312,442 (+6.8%)

PFG Investments, LLC

Value ($000) $449 (+30.9%) Shares 10,065 (+31.7%)

ROYAL BANK OF CANADA

Value ($000) $11,973 (+18.6%) Shares 268,162 (+19.3%)

STIFEL FINANCIAL CORP

Value ($000) $5,585 (+11.5%) Shares 125,082 (+12.1%)

XML Financial, LLC

Value ($000) $378 (+12.1%) Shares 8,466 (+12.8%)

Calamos Advisors LLC

Value ($000) $641 (+72.0%) Shares 14,356 (+73.0%)

STEPHENS INC /AR/

Value ($000) $805 (+20.5%) Shares 18,027 (+21.2%)

AMERIPRISE FINANCIAL INC

Value ($000) $3,857 (+14.2%) Shares 86,386 (+14.8%)

RAYMOND JAMES FINANCIAL INC

Value ($000) $2,249 (+16.1%) Shares 50,371 (+16.8%)

Rockefeller Capital Management L.P.

Value ($000) $1,776 (+7.7%) Shares 39,767 (+8.3%)

UBS Group AG

Value ($000) $4,297 (+2.9%) Shares 96,227 (+3.6%)

Institution	Prev Shares	Curr Shares	Change
SIT INVESTMENT ASSOCIATES INC	39,212	777,688	+738,476 (+1883.3%)
TERRIL BROTHERS, INC.	22,724	51,047	+28,323 (+124.6%)
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	5,181	48,981	+43,800 (+845.4%)
Quarry LP	15,500	35,239	+19,739 (+127.3%)
Edgemoor Investment Advisors, Inc.	54,007	73,906	+19,899 (+36.8%)
Oxbow Advisors, LLC	51,805	58,484	+6,679 (+12.9%)
HOLLENCREST CAPITAL MANAGEMENT	10,595	19,285	+8,690 (+82.0%)
Concorde Asset Management, LLC	5,466	6,362	+896 (+16.4%)
EP Wealth Advisors, LLC	293,408	305,427	+12,019 (+4.1%)
MORGAN STANLEY	1,229,133	1,312,442	+83,309 (+6.8%)
PFG Investments, LLC	7,645	10,065	+2,420 (+31.7%)
ROYAL BANK OF CANADA	224,740	268,162	+43,422 (+19.3%)
STIFEL FINANCIAL CORP	111,549	125,082	+13,533 (+12.1%)
XML Financial, LLC	7,505	8,466	+961 (+12.8%)
Calamos Advisors LLC	8,296	14,356	+6,060 (+73.0%)
STEPHENS INC /AR/	14,872	18,027	+3,155 (+21.2%)
AMERIPRISE FINANCIAL INC	75,238	86,386	+11,148 (+14.8%)
RAYMOND JAMES FINANCIAL INC	43,134	50,371	+7,237 (+16.8%)
Rockefeller Capital Management L.P.	36,709	39,767	+3,058 (+8.3%)
UBS Group AG	92,918	96,227	+3,309 (+3.6%)

Decreased Positions (18)

Yakira Capital Management, Inc.

Value ($000) $1,145 (-78.9%) Shares 25,641 (-78.7%)

Future Financial Wealth Managment LLC

Value ($000) $739 (-24.7%) Shares 15,822 (-27.7%)

Advisors Asset Management, Inc.

Value ($000) $11,659 (-11.5%) Shares 261,128 (-11.0%)

NOMURA HOLDINGS INC

Value ($000) $1,808 (-74.5%) Shares 40,486 (-74.3%)

WELLS FARGO & COMPANY/MN

Value ($000) $9,832 (-14.8%) Shares 220,206 (-14.3%)

DAVENPORT & Co LLC

Value ($000) $371 (-44.3%) Shares 8,319 (-44.0%)

JANE STREET GROUP, LLC

Value ($000) $296 (-68.8%) Shares 6,620 (-68.6%)

Invesco Ltd.

Value ($000) $1,606 (-27.3%) Shares 35,959 (-26.8%)

BANK OF AMERICA CORP /DE/

Value ($000) $9,594 (-6.5%) Shares 214,868 (-5.9%)

COMMONWEALTH EQUITY SERVICES, LLC

Value ($000) $239 (+35045.7%) Shares 5,353 (-64.6%)

OSAIC HOLDINGS, INC.

Value ($000) $2,599 (-10.2%) Shares 58,202 (-3.8%)

D.A. DAVIDSON & CO.

Value ($000) $480 (-12.4%) Shares 10,754 (-11.9%)

NATIONS FINANCIAL GROUP INC, /IA/ /ADV

Value ($000) $1,198 (-1.9%) Shares 26,828 (-1.3%)

BENJAMIN EDWARDS INC

Value ($000) $317 (-10.1%) Shares 7,110 (-9.5%)

Abound Wealth Management

Value ($000) $9 (-47.5%) Shares 200 (-47.2%)

Snowden Capital Advisors LLC

Value ($000) $205 (-9.0%) Shares 4,592 (-7.8%)

Cerity Partners LLC

Value ($000) $612 (-2.4%) Shares 13,698 (-1.8%)

FNY Investment Advisers, LLC

Value ($000) $0 (-88.6%) Shares 100 (-87.5%)

Institution	Prev Shares	Curr Shares	Change
Yakira Capital Management, Inc.	120,604	25,641	-94,963 (-78.7%)
Future Financial Wealth Managment LLC	21,869	15,822	-6,047 (-27.7%)
Advisors Asset Management, Inc.	293,347	261,128	-32,219 (-11.0%)
NOMURA HOLDINGS INC	157,728	40,486	-117,242 (-74.3%)
WELLS FARGO & COMPANY/MN	257,007	220,206	-36,801 (-14.3%)
DAVENPORT & Co LLC	14,844	8,319	-6,525 (-44.0%)
JANE STREET GROUP, LLC	21,106	6,620	-14,486 (-68.6%)
Invesco Ltd.	49,145	35,959	-13,186 (-26.8%)
BANK OF AMERICA CORP /DE/	228,395	214,868	-13,527 (-5.9%)
COMMONWEALTH EQUITY SERVICES, LLC	15,137	5,353	-9,784 (-64.6%)
OSAIC HOLDINGS, INC.	60,489	58,202	-2,287 (-3.8%)
D.A. DAVIDSON & CO.	12,202	10,754	-1,448 (-11.9%)
NATIONS FINANCIAL GROUP INC, /IA/ /ADV	27,193	26,828	-365 (-1.3%)
BENJAMIN EDWARDS INC	7,860	7,110	-750 (-9.5%)
Abound Wealth Management	379	200	-179 (-47.2%)
Snowden Capital Advisors LLC	4,979	4,592	-387 (-7.8%)
Cerity Partners LLC	13,948	13,698	-250 (-1.8%)
FNY Investment Advisers, LLC	800	100	-700 (-87.5%)

Exited Positions (15)

Alpine Global Management, LLC

Value ($000) $2,111 Shares 47,000

North Ground Capital

Value ($000) $739 Shares 16,446

BOOTHBAY FUND MANAGEMENT, LLC

Value ($000) $2,785 Shares 62,000

KERR FINANCIAL PLANNING Corp

Value ($000) $10 Shares 222

Integrated Wealth Concepts LLC

Value ($000) $336 Shares 7,475

Physician Wealth Advisors, Inc.

Value ($000) $38 Shares 844

MML INVESTORS SERVICES, LLC

Value ($000) $203 Shares 4,518

SUSQUEHANNA INTERNATIONAL GROUP, LLP

Value ($000) $258 Shares 5,746

LRI Investments, LLC

Value ($000) $20 Shares 455

Wealthspire Advisors, LLC

Value ($000) $40 Shares 890

Advisory Services Network, LLC

Value ($000) $25 Shares 548

PRINCIPAL SECURITIES, INC.

Value ($000) $4 Shares 87

GPS Wealth Strategies Group, LLC

Value ($000) $2 Shares 50

SALEM INVESTMENT COUNSELORS INC

Value ($000) $2 Shares 35

COHEN & STEERS, INC.

Value ($000) $0 Shares 5,000

Institution	Prev Shares	Prev Value ($000)
Alpine Global Management, LLC	47,000	$2,111
North Ground Capital	16,446	$739
BOOTHBAY FUND MANAGEMENT, LLC	62,000	$2,785
KERR FINANCIAL PLANNING Corp	222	$10
Integrated Wealth Concepts LLC	7,475	$336
Physician Wealth Advisors, Inc.	844	$38
MML INVESTORS SERVICES, LLC	4,518	$203
SUSQUEHANNA INTERNATIONAL GROUP, LLP	5,746	$258
LRI Investments, LLC	455	$20
Wealthspire Advisors, LLC	890	$40
Advisory Services Network, LLC	548	$25
PRINCIPAL SECURITIES, INC.	87	$4
GPS Wealth Strategies Group, LLC	50	$2
SALEM INVESTMENT COUNSELORS INC	35	$2
COHEN & STEERS, INC.	5,000	$0