CLIFFS NAT RES 7% PFD DEP 1/40

CUSIP: 18683K408 Class: CONVERTIBLE PREFERRED STOCK

BANTA ASSET MANAGEMENT LP's Holding History (CIK: 0001426960)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 110,795 Value ($000) $1,599 Avg Close — Range —
Q2 2014
Shares 112,650 Value ($000) $1,614 Avg Close — Range —
Q1 2014
Shares 108,325 Value ($000) $2,246 Avg Close — Range —
Q4 2013
Shares 90,450 Value ($000) $2,077 Avg Close — Range —
Q3 2013
Shares 81,500 Value ($000) $1,611 Avg Close — Range —
Q2 2013
Shares 80,575 Value ($000) $1,429 Avg Close — Range —