BANTA ASSET MANAGEMENT LP Diversified Active

Location: Newport Beach, CA

CIK: 0001426960 · Show all filings

Period: Q3 2026 (← Previous)

Filing Date: Nov 2, 2026

Total Value: $112M (100.0% shares, 0.0% debt)

Holdings (18)

New Positions (1)

SPCX SPACE EXPLORATION TECHN CORP 1.8%

Value $1.963M Shares 13,015 Share Price $150.86 Est. Cost/Share $138.41 Unrealized @ Report Date +9.0%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
SPCX	SPACE EXPLORATION TECHN CORP	13,015	$1.963M	1.8%	$150.86	$138.41	+9.0%	CLASS A COM STK	84615Q103

Increased Positions (3)

VOO VANGUARD INDEX FDS 26.4%

Value $29.57M (+4.7%) Shares 42,197 (+2.6%) Share Price $700.86 Est. Cost/Share $349.91 Unrealized @ Report Date +100.3%

NVDA NVIDIA CORPORATION 2.8%

Value $3.079M (+22.4%) Shares 13,480 (+7.2%) Share Price $228.38 Est. Cost/Share $192.24 Unrealized @ Report Date +18.8%

SPY STATE STR SPDR S&P 500 ETF T 2.1%

Value $2.389M (+8.2%) Shares 3,133 (+5.9%) Share Price $762.63 Est. Cost/Share $388.05 Unrealized @ Report Date +96.5%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
VOO	VANGUARD INDEX FDS	42,197 (+2.6%)	$29.57M (+4.7%)	26.4%	$700.86	$349.91	+100.3%	S&P 500 ETF SHS	922908363
NVDA	NVIDIA CORPORATION	13,480 (+7.2%)	$3.079M (+22.4%)	2.8%	$228.38	$192.24	+18.8%	COM	67066G104
SPY	STATE STR SPDR S&P 500 ETF T	3,133 (+5.9%)	$2.389M (+8.2%)	2.1%	$762.63	$388.05	+96.5%	TR UNIT	78462F103

Exited Positions (3)

IGV ISHARES TR 1.7%

Value $1.932M Shares 21,320 Share Price $90.60 * Est. Cost/Share $88.83 Unrealized @ Report Date +19.9%

RSP INVESCO EXCHANGE TRADED FD T 1.4%

Value $1.577M Shares 7,410 Share Price $212.77 * Est. Cost/Share $192.20 Unrealized @ Report Date +8.2%

RWL INVESCO EXCH TRADED FD TR II 0.7%

Value $783K Shares 6,125 Share Price $127.76 Est. Cost/Share $117.97 Unrealized @ Report Date +9.1%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
IGV	ISHARES TR	21,320	$1.932M	1.7%	$90.60 *	$88.83	+19.9%	—	464287515
RSP	INVESCO EXCHANGE TRADED FD T	7,410	$1.577M	1.4%	$212.77 *	$192.20	+8.2%	—	46137V357
RWL	INVESCO EXCH TRADED FD TR II	6,125	$783K	0.7%	$127.76	$117.97	+9.1%	—	46138G698

Decreased Positions (6)

AAPL APPLE INC 5.8%

Value $6.437M (+13.9%) Shares 19,329 (-1.0%) Share Price $333.02 Est. Cost/Share $80.82 Unrealized @ Report Date +312.0%

VERI VERITONE INC 2.7%

Value $3.024M (-16.3%) Shares 2,541,058 (-3.6%) Share Price $1.19 Est. Cost/Share $14.96 Unrealized @ Report Date -92.0%

BSJR INVESCO EXCH TRD SLF IDX FD 6.5%

Value $7.226M (-2.1%) Shares 326,885 (-1.0%) Share Price $22.11 Est. Cost/Share $22.95 Unrealized @ Report Date -3.7%

BSJQ INVESCO EXCH TRD SLF IDX FD 4.0%

Value $4.433M (-2.4%) Shares 194,233 (-1.9%) Share Price $22.82 Est. Cost/Share $23.82 Unrealized @ Report Date -4.2%

DIA STATE STR SPDR DOW JONES IND 0.9%

Value $953K (-9.0%) Shares 1,874 (-6.5%) Share Price $508.55 Est. Cost/Share $291.05 Unrealized @ Report Date +74.7%

HYG ISHARES TR 0.3%

Value $346K (-5.9%) Shares 4,485 (-2.5%) Share Price $77.21 Est. Cost/Share $85.62 Unrealized @ Report Date -9.8%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
AAPL	APPLE INC	19,329 (-1.0%)	$6.437M (+13.9%)	5.8%	$333.02	$80.82	+312.0%	COM	037833100
VERI	VERITONE INC	2,541,058 (-3.6%)	$3.024M (-16.3%)	2.7%	$1.19	$14.96	-92.0%	COM	92347M100
BSJR	INVESCO EXCH TRD SLF IDX FD	326,885 (-1.0%)	$7.226M (-2.1%)	6.5%	$22.11	$22.95	-3.7%	BULETSHS 2027	46138J585
BSJQ	INVESCO EXCH TRD SLF IDX FD	194,233 (-1.9%)	$4.433M (-2.4%)	4.0%	$22.82	$23.82	-4.2%	INVSCO BLSH 26	46138J635
DIA	STATE STR SPDR DOW JONES IND	1,874 (-6.5%)	$953K (-9.0%)	0.9%	$508.55	$291.05	+74.7%	UT SER 1	78467X109
HYG	ISHARES TR	4,485 (-2.5%)	$346K (-5.9%)	0.3%	$77.21	$85.62	-9.8%	IBOXX HI YD ETF	464288513

Unchanged Positions (8)

QQQ INVESCO QQQ TR 32.4%

Value $36.29M Shares 49,058 Share Price $739.77 Est. Cost/Share $378.14 Unrealized @ Report Date +95.6%

MSFT MICROSOFT CORP 0.7%

Value $826K Shares 1,611 Share Price $512.90 Est. Cost/Share $243.63 Unrealized @ Report Date +110.5%

BSJT INVESCO EXCH TRD SLF IDX FD 5.9%

Value $6.644M Shares 321,670 Share Price $20.66 Est. Cost/Share $21.48 Unrealized @ Report Date -3.8%

BSJS INVESCO EXCH TRD SLF IDX FD 6.3%

Value $7.096M Shares 331,320 Share Price $21.42 Est. Cost/Share $21.57 Unrealized @ Report Date -0.7%

TSLA TESLA INC 0.3%

Value $323K Shares 909 Share Price $354.81 Est. Cost/Share $252.13 Unrealized @ Report Date +40.7%

PFF ISHARES TR 0.3%

Value $374K Shares 12,690 Share Price $29.50 Est. Cost/Share $38.68 Unrealized @ Report Date -23.7%

COST COSTCO WHOLESALE CORPORATION 0.2%

Value $273K Shares 300 Share Price $910.34 Est. Cost/Share $573.49 Unrealized @ Report Date +58.7%

VTI VANGUARD INDEX FDS 0.6%

Value $617K Shares 1,650 Share Price $374.24 Est. Cost/Share $333.55 Unrealized @ Report Date +12.2%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
QQQ	INVESCO QQQ TR	49,058	$36.29M	32.4%	$739.77	$378.14	+95.6%	UNIT SER 1	46090E103
MSFT	MICROSOFT CORP	1,611	$826K	0.7%	$512.90	$243.63	+110.5%	COM	594918104
BSJT	INVESCO EXCH TRD SLF IDX FD	321,670	$6.644M	5.9%	$20.66	$21.48	-3.8%	BULETSHS 2029 HG	46138J395
BSJS	INVESCO EXCH TRD SLF IDX FD	331,320	$7.096M	6.3%	$21.42	$21.57	-0.7%	INVSCO 28 HYCORP	46138J452
TSLA	TESLA INC	909	$323K	0.3%	$354.81	$252.13	+40.7%	COM	88160R101
PFF	ISHARES TR	12,690	$374K	0.3%	$29.50	$38.68	-23.7%	PFD AND INCM SEC	464288687
COST	COSTCO WHOLESALE CORPORATION	300	$273K	0.2%	$910.34	$573.49	+58.7%	COM	22160K105
VTI	VANGUARD INDEX FDS	1,650	$617K	0.6%	$374.24	$333.55	+12.2%	MRNGSTR TTL STK	922908769