CUSIP: 18915MAC1 Class: NOTE 8/1
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Ovata Capital Management Ltd | 33,245,000 | $38,990 |
| Sculptor Capital LP | 60,000,000 | $70,369 |
| CANTOR FITZGERALD, L. P. | 2,500,000 | $2,930 |
| ODDO BHF ASSET MANAGEMENT SAS | 275 | $325 |
| SG Americas Securities, LLC | 52,590 | $6 |
| GOLDMAN SACHS GROUP INC | 475,000 | $558 |
| BARCLAYS PLC | 139,000 | $164 |
| NewEdge Advisors, LLC | 25,000 | $29 |
| MML INVESTORS SERVICES, LLC | 19,000 | $22 |
| CoreCap Advisors, LLC | 5,000 | $6 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| STEELHEAD PARTNERS LLC | 50,000,000 | 84,000,000 | +34,000,000 (+68.0%) |
| ARISTEIA CAPITAL, L.L.C. | 96,212,000 | 103,712,000 | +7,500,000 (+7.8%) |
| Boussard & Gavaudan Investment Management LLP | 12,000 | 15,000 | +3,000 (+25.0%) |
| Voya Investment Management LLC | 212,910,000 | 245,830,000 | +32,920,000 (+15.5%) |
| CAPSTONE INVESTMENT ADVISORS, LLC | 69,926,000 | 85,057,000 | +15,131,000 (+21.6%) |
| MIZUHO SECURITIES USA LLC | 16,000,000 | 16,767,000 | +767,000 (+4.8%) |
| D. E. Shaw & Co., Inc. | 106,872,000 | 124,872,000 | +18,000,000 (+16.8%) |
| BNP PARIBAS ARBITRAGE, SA | 4,985,000 | 18,193,000 | +13,208,000 (+265.0%) |
| JPMORGAN CHASE & CO | 11,594,000 | 13,573,000 | +1,979,000 (+17.1%) |
| STATE STREET CORP | 25,975,000 | 26,825,000 | +850,000 (+3.3%) |
| LAZARD ASSET MANAGEMENT LLC | 44,665,000 | 70,141,000 | +25,476,000 (+57.0%) |
| BANK OF AMERICA CORP /DE/ | 11,800 | 21,800 | +10,000 (+84.7%) |
| Calamos Wealth Management LLC | 258,000 | 261,000 | +3,000 (+1.2%) |
| BNP Paribas Investment Partners S.A. | 5,900,000 | 6,465,000 | +565,000 (+9.6%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| TENOR CAPITAL MANAGEMENT Co., L.P. | 122,500,000 | 100,000,000 | -22,500,000 (-18.4%) |
| BALYASNY ASSET MANAGEMENT L.P. | 62,600,000 | 40,000,000 | -22,600,000 (-36.1%) |
| RWC Asset Management LLP | 6,592,000 | 5,995,000 | -597,000 (-9.1%) |
| LORD, ABBETT & CO. LLC | 24,045,000 | 8,968,000 | -15,077,000 (-62.7%) |
| FRANKLIN RESOURCES INC | 72,000,000 | 64,000,000 | -8,000,000 (-11.1%) |
| MACKAY SHIELDS LLC | 5,816,000 | 5,715,000 | -101,000 (-1.7%) |
| Man Group plc | 2,380,000 | 1,230,000 | -1,150,000 (-48.3%) |
| ROYAL BANK OF CANADA | 3,992,000 | 1,639,000 | -2,353,000 (-58.9%) |
| MORGAN STANLEY | 10,877,000 | 8,151,000 | -2,726,000 (-25.1%) |
| WELLS FARGO & COMPANY/MN | 6,229,000 | 4,668,000 | -1,561,000 (-25.1%) |
| WELLINGTON MANAGEMENT GROUP LLP | 7,561,000 | 6,386,000 | -1,175,000 (-15.5%) |
| BlackRock, Inc. | 17,420,000 | 16,200,000 | -1,220,000 (-7.0%) |
| DEUTSCHE BANK AG\ | 1,339,000 | 1,149,000 | -190,000 (-14.2%) |
| Bank of New York Mellon Corp | 300,000 | 200,000 | -100,000 (-33.3%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| SOROS FUND MANAGEMENT LLC | 25,000,000 | $31,101 |
| Nicholas Investment Partners, LP | 4,225,000 | $5,263 |
| TWO SIGMA INVESTMENTS, LP | 43,675,000 | $54,406 |
| Jain Global LLC | 10,000,000 | $12,459 |
| NOMURA HOLDINGS INC | 116,811 | $25,067 |
| Alberta Investment Management Corp | 5,000,000 | $6,230 |
| BANK OF NOVA SCOTIA | 12,500,000 | $15,604 |
| LINDEN ADVISORS LP | 1,000,000 | $1,244 |
| MACQUARIE GROUP LTD | 2,075,000 | $2,590 |
| FIFTH THIRD BANCORP | 11,000 | $1,370 |
| CITIGROUP INC | 63,000 | $78 |
| BRIGHTON JONES LLC | 12,000 | $15 |