CODEXIS INC

Ticker: CDXS CUSIP: 192005106 Class: Common Stock

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020

Shares 52,000 Value ($000) $1,135 Avg Close $16.46 Range $11.56 - $23.89

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2020	52,000	$1,135	$16.46	$11.56 - $23.89