CODEXIS INC

Ticker: CDXS CUSIP: 192005106 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
abrdn plc7,966,498$12,985
BlackRock, Inc.7,395,740$12,055
Opaleye Management Inc.6,789,738$11,067
VANGUARD GROUP INC4,941,542$8,055
Nantahala Capital Management, LLC3,990,169$6,504
Telemark Asset Management, LLC3,846,411$6,270
AMERIPRISE FINANCIAL INC3,793,574$6,184
MILLENNIUM MANAGEMENT LLC3,135,192$5,110
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.2,568,359$4,186
GEODE CAPITAL MANAGEMENT, LLC2,026,006$3,303
STATE STREET CORP1,603,510$2,614
JACOBS LEVY EQUITY MANAGEMENT, INC1,135,190$1,850
UBS Group AG809,520$1,320
FRANKLIN RESOURCES INC740,558$1,207
RENAISSANCE TECHNOLOGIES LLC737,485$1,202
GOLDMAN SACHS GROUP INC718,109$1,171
Private Advisor Group, LLC654,581$1,067
NORTHERN TRUST CORP645,296$1,052
FMR LLC641,926$1,046
D. E. Shaw & Co., Inc.628,291$1,024
Assenagon Asset Management S.A.566,547$923
TUDOR INVESTMENT CORP ET AL537,833$877
PERKINS CAPITAL MANAGEMENT INC529,500$863
Post Resch Tallon Group Inc.511,748$834
CITADEL ADVISORS LLC499,377$814
MORGAN STANLEY431,140$703
LAZARD ASSET MANAGEMENT LLC428,921$699
DIMENSIONAL FUND ADVISORS LP406,004$662
FEDERATED HERMES, INC.347,640$567
Nuveen, LLC300,852$490
Potomac Capital Management, Inc.300,000$489
JANE STREET GROUP, LLC299,930$489
SUSQUEHANNA INTERNATIONAL GROUP, LLP294,653$480
CHARLES SCHWAB INVESTMENT MANAGEMENT INC274,898$448
PLATINUM INVESTMENT MANAGEMENT LTD264,464$431
Stonepine Capital Management, LLC256,106$417
BARCLAYS PLC244,851$399
Bank of New York Mellon Corp204,749$334
Atom Investors LP184,655$301
STIFEL FINANCIAL CORP177,750$290
Invesco Ltd.174,590$285
BRIDGEWAY CAPITAL MANAGEMENT, LLC150,908$246
WELLS FARGO & COMPANY/MN122,030$199
ALLIANCEBERNSTEIN L.P.118,130$193
ROYAL BANK OF CANADA116,567$190
Diametric Capital, LP112,254$183
RHUMBLINE ADVISERS108,582$177
Man Group plc107,996$176
STRS OHIO99,100$162
ACADIAN ASSET MANAGEMENT LLC88,376$0
Jain Global LLC85,900$140
LPL Financial LLC78,825$128
XTX Topco Ltd74,558$122
BANK OF AMERICA CORP /DE/69,999$114
AQR CAPITAL MANAGEMENT LLC64,675$105
Point72 Asset Management, L.P.63,089$103
TWO SIGMA ADVISERS, LP59,400$97
Russell Investments Group, Ltd.59,051$96
Quadrature Capital Ltd54,435$89
DEUTSCHE BANK AG\51,406$84
SG Americas Securities, LLC50,290$0
PARADIGM CAPITAL MANAGEMENT INC/NY50,000$82
PRICE T ROWE ASSOCIATES INC /MD/44,269$0
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.41,398$67
JPMORGAN CHASE & CO40,977$67
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO39,813$65
TWO SIGMA INVESTMENTS, LP39,804$65
COMMONWEALTH EQUITY SERVICES, LLC37,346$61
OSAIC HOLDINGS, INC.36,565$60
INTECH INVESTMENT MANAGEMENT LLC35,491$58
PRELUDE CAPITAL MANAGEMENT, LLC34,787$57
MANUFACTURERS LIFE INSURANCE COMPANY, THE32,751$53
BLAIR WILLIAM & CO/IL30,390$50
Caitong International Asset Management Co., Ltd30,389$50
Krilogy Financial LLC30,101$47
EVERGREEN CAPITAL MANAGEMENT LLC29,000$47
Persistent Asset Partners Ltd27,813$45
Tower Research Capital LLC (TRC)27,409$45
GUGGENHEIM CAPITAL LLC27,355$45
Elmwood Wealth Management, Inc.21,695$35
BNP PARIBAS ARBITRAGE, SA20,668$34
ProShare Advisors LLC20,214$33
Police & Firemen's Retirement System of New Jersey19,441$32
Aigen Investment Management, LP17,629$29
ENVESTNET ASSET MANAGEMENT INC17,095$28
NEW YORK STATE COMMON RETIREMENT FUND16,888$28
State of Wyoming16,870$27
Navalign, LLC15,340$25
Voya Investment Management LLC14,843$24
China Universal Asset Management Co., Ltd.14,718$24
Fiduciary Trust Co13,620$22
SEI INVESTMENTS CO10,536$17
VICTORY CAPITAL MANAGEMENT INC10,081$16
GAMCO INVESTORS, INC. ET AL10,000$16
Legal & General Group Plc8,500$14
Ameritas Investment Partners, Inc.8,428$14
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM5,485$9
CITIGROUP INC5,417$9
Mirae Asset Global Investments Co., Ltd.4,389$7
Torren Management, LLC3,801$6
25 other institutions20,267$25
Total (125 institutions)64,671,057$105,106