CUSIP: 19260QAB3 Class: Convertible Debt
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| READYSTATE ASSET MANAGEMENT LP | 19,500,000 | $19,500 |
| Ghisallo Capital Management LLC | 5,000,000 | $4,984 |
| Saba Capital Management, L.P. | 5,000,000 | $5,000 |
| Polar Capital Holdings Plc | 5,000,000 | $4,990 |
| LINDEN ADVISORS LP | 617,000 | $616 |
| NewEdge Advisors, LLC | 43,000 | $43 |
| RAYMOND JAMES FINANCIAL INC | 18,000 | $18 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| SILVERBACK ASSET MANAGEMENT LLC | 23,727,000 | 32,977,000 | +9,250,000 (+39.0%) |
| Ovata Capital Management Ltd | 14,605,000 | 22,500,000 | +7,895,000 (+54.1%) |
| WHITEBOX ADVISORS LLC | 28,771,000 | 61,021,000 | +32,250,000 (+112.1%) |
| DeepCurrents Investment Group LLC | 33,884,000 | 38,884,000 | +5,000,000 (+14.8%) |
| SHENKMAN CAPITAL MANAGEMENT INC | 1,750,000 | 3,250,000 | +1,500,000 (+85.7%) |
| Voya Investment Management LLC | 372,450,000 | 376,950,000 | +4,500,000 (+1.2%) |
| LORD, ABBETT & CO. LLC | 24,401,000 | 35,213,000 | +10,812,000 (+44.3%) |
| RWC Asset Management LLP | 403,000 | 600,000 | +197,000 (+48.9%) |
| JPMORGAN CHASE & CO | 1,519,000 | 20,935,000 | +19,416,000 (+1278.2%) |
| CITIGROUP INC | 1,787,000 | 5,474,000 | +3,687,000 (+206.3%) |
| MORGAN STANLEY | 557,000 | 4,051,000 | +3,494,000 (+627.3%) |
| BlackRock, Inc. | 12,750,000 | 15,950,000 | +3,200,000 (+25.1%) |
| WELLS FARGO & COMPANY/MN | 6,766,000 | 8,744,000 | +1,978,000 (+29.2%) |
| SG Americas Securities, LLC | 33,850 | 86,720 | +52,870 (+156.2%) |
| BANK OF AMERICA CORP /DE/ | 2,084,600 | 2,556,600 | +472,000 (+22.6%) |
| Toroso Investments, LLC | 180,000 | 252,000 | +72,000 (+40.0%) |
| AQR Arbitrage LLC | 85,000 | 105,000 | +20,000 (+23.5%) |
| LAZARD ASSET MANAGEMENT LLC | 15,736,000 | 18,366,000 | +2,630,000 (+16.7%) |
| BNP PARIBAS ARBITRAGE, SA | 473,000 | 495,000 | +22,000 (+4.7%) |
| &PARTNERS | 25,000 | 31,000 | +6,000 (+24.0%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| SONA ASSET MANAGEMENT (US) LLC | 52,500,000 | 25,024,000 | -27,476,000 (-52.3%) |
| ZAZOVE ASSOCIATES LLC | 8,140,000 | 200,000 | -7,940,000 (-97.5%) |
| ADVENT CAPITAL MANAGEMENT /DE/ | 35,554,000 | 16,969,000 | -18,585,000 (-52.3%) |
| Sculptor Capital LP | 57,500,000 | 35,000,000 | -22,500,000 (-39.1%) |
| Walleye Capital LLC | 113,088,000 | 54,088,000 | -59,000,000 (-52.2%) |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 22,500,000 | 5,000,000 | -17,500,000 (-77.8%) |
| PALISADE CAPITAL MANAGEMENT, LP | 5,500,000 | 4,241,000 | -1,259,000 (-22.9%) |
| NOMURA HOLDINGS INC | 191,754 | 156,460 | -35,294 (-18.4%) |
| D. E. Shaw & Co., Inc. | 155,225,000 | 142,725,000 | -12,500,000 (-8.1%) |
| ROYAL BANK OF CANADA | 27,674,000 | 16,510,000 | -11,164,000 (-40.3%) |
| DEUTSCHE BANK AG\ | 18,200,000 | 15,500,000 | -2,700,000 (-14.8%) |
| BARCLAYS PLC | 1,254,000 | 668,000 | -586,000 (-46.7%) |
| STATE STREET CORP | 26,882,000 | 26,582,000 | -300,000 (-1.1%) |
| Thrivent Financial for Lutherans | 12,440,000 | 10,385,000 | -2,055,000 (-16.5%) |
| LPL Financial LLC | 33,000 | 23,000 | -10,000 (-30.3%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| MOORE CAPITAL MANAGEMENT, LP | 8,500,000 | $9,474 |
| M&G PLC | 6,486,000 | $7,264 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 10,000,000 | $11,125 |
| NEW YORK STATE COMMON RETIREMENT FUND | 3,923,000 | $4,355 |
| WELLINGTON MANAGEMENT GROUP LLP | 950,000 | $1,056 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 18,000 | $21 |