CUSIP: 19260QAF4 Class: NOTE 0.250% 4/0
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Benefit Street Partners LLC | 1,500,000 | $1,531 |
| Lombard Odier Asset Management (Europe) Ltd | 27,895,000 | $28,679 |
| Portman Square Capital LLP | 10,000,000 | $10,268 |
| HBK INVESTMENTS L P | 37,200,000 | $38,159 |
| TWO SIGMA INVESTMENTS, LP | 10,000,000 | $10,230 |
| ODDO BHF ASSET MANAGEMENT SAS | 619 | $635 |
| GROUPAMA ASSET MANAGMENT | 1,350,000 | $1,399 |
| MORGAN STANLEY | 4,943,000 | $5,057 |
| Jefferies Financial Group Inc. | 450,000 | $459 |
| BARCLAYS PLC | 989,000 | $1,014 |
| ROYAL BANK OF CANADA | 800,000 | $818 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| LINDEN ADVISORS LP | 84,176,000 | 108,676,000 | +24,500,000 (+29.1%) |
| K2 PRINCIPAL FUND, L.P. | 7,000 | 9,000 | +2,000 (+28.6%) |
| Jump Financial, LLC | 17,500,000 | 21,000,000 | +3,500,000 (+20.0%) |
| SHENKMAN CAPITAL MANAGEMENT INC | 1,826,000 | 2,276,000 | +450,000 (+24.6%) |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 11,000,000 | 22,500,000 | +11,500,000 (+104.5%) |
| Man Group plc | 13,140,000 | 21,070,000 | +7,930,000 (+60.4%) |
| MILLENNIUM MANAGEMENT LLC | 29,250,000 | 47,250,000 | +18,000,000 (+61.5%) |
| D. E. Shaw & Co., Inc. | 15,000,000 | 23,000,000 | +8,000,000 (+53.3%) |
| ADVENT CAPITAL MANAGEMENT /DE/ | 3,975,000 | 4,350,000 | +375,000 (+9.4%) |
| NOMURA HOLDINGS INC | 108,864 | 113,792 | +4,928 (+4.5%) |
| WELLS FARGO & COMPANY/MN | 9,373,000 | 14,073,000 | +4,700,000 (+50.1%) |
| Invesco Ltd. | 6,800,000 | 10,800,000 | +4,000,000 (+58.8%) |
| BlackRock, Inc. | 12,650,000 | 16,225,000 | +3,575,000 (+28.3%) |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 15,842,000 | 16,622,000 | +780,000 (+4.9%) |
| JPMORGAN CHASE & CO | 22,957,000 | 24,612,000 | +1,655,000 (+7.2%) |
| STATE STREET CORP | 25,750,000 | 27,100,000 | +1,350,000 (+5.2%) |
| CITIGROUP INC | 100,000 | 445,000 | +345,000 (+345.0%) |
| BNP Paribas Investment Partners S.A. | 9,500,000 | 12,824,000 | +3,324,000 (+35.0%) |
| Russell Investments Group, Ltd. | 527,000 | 546,000 | +19,000 (+3.6%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| WHITEBOX ADVISORS LLC | 111,770,000 | 90,042,000 | -21,728,000 (-19.4%) |
| GLAZER CAPITAL, LLC | 39,600,000 | 27,100,000 | -12,500,000 (-31.6%) |
| CSS LLC/IL | 5,639,000 | 2,516,000 | -3,123,000 (-55.4%) |
| PIER 88 INVESTMENT PARTNERS LLC | 864,000 | 64,000 | -800,000 (-92.6%) |
| RWC Asset Management LLP | 10,521,000 | 9,258,000 | -1,263,000 (-12.0%) |
| OAKTREE CAPITAL MANAGEMENT LP | 13,010,000 | 10,510,000 | -2,500,000 (-19.2%) |
| CITADEL ADVISORS LLC | 30,000,000 | 18,410,000 | -11,590,000 (-38.6%) |
| BANK OF AMERICA CORP /DE/ | 32,558,000 | 19,250,000 | -13,308,000 (-40.9%) |
| TORONTO DOMINION BANK | 2,228,000 | 2,000 | -2,226,000 (-99.9%) |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 2,500,000 | 900,000 | -1,600,000 (-64.0%) |
| FMR LLC | 58,851,000 | 45,954,000 | -12,897,000 (-21.9%) |
| DEUTSCHE BANK AG\ | 7,363,000 | 2,571,000 | -4,792,000 (-65.1%) |
| GOLDMAN SACHS GROUP INC | 5,049,000 | 679,000 | -4,370,000 (-86.6%) |
| WELLINGTON MANAGEMENT GROUP LLP | 14,009,000 | 12,712,000 | -1,297,000 (-9.3%) |
| PALISADE CAPITAL MANAGEMENT, LP | 2,000,000 | 1,939,000 | -61,000 (-3.0%) |
| Thrivent Financial for Lutherans | 11,629,000 | 8,689,000 | -2,940,000 (-25.3%) |
| Calamos Wealth Management LLC | 484,000 | 465,000 | -19,000 (-3.9%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| READYSTATE ASSET MANAGEMENT LP | 12,500,000 | $15,741 |
| RATIONAL ADVISORS LLC | 800,000 | $1,004 |
| Boussard & Gavaudan Investment Management LLP | 800 | $984 |
| BOOTHBAY FUND MANAGEMENT, LLC | 2,172,000 | $2,730 |
| Nuveen, LLC | 20,000,000 | $25,110 |
| MACQUARIE GROUP LTD | 2,581,000 | $3,250 |
| FRANKLIN RESOURCES INC | 7,083,000 | $8,919 |
| LORD, ABBETT & CO. LLC | 2,481,000 | $3 |