DOUBLELINE ETF TRUST

Ticker: DMBS CUSIP: 25861R402 Class: MORTGAGE ETF

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Gradient Investments LLC2,653,434$131,756
Advocacy Wealth Management Services, LLC976,496$48,488
CAPTRUST FINANCIAL ADVISORS927,109$46,036
OSAIC HOLDINGS, INC.781,023$38,782
Bank of New York Mellon Corp719,122$35,708
EVERGREEN CAPITAL MANAGEMENT LLC678,314$33,682
Foundations Investment Advisors, LLC576,507$28,626
ENVESTNET ASSET MANAGEMENT INC474,596$23,566
Tortoise Investment Management, LLC445,735$22,133
CAMBRIDGE ASSOCIATES LLC /MA/ /ADV408,860$20,302
MORGAN STANLEY367,871$18,267
Legacy CG, LLC330,562$16,414
Astoria Portfolio Advisors LLC.318,868$16,043
PARK AVENUE SECURITIES LLC310,476$15
TPG Financial Advisors, LLC300,320$14,912
Mattson Financial Services, LLC298,276$14,811
Signal Advisors Wealth, LLC287,160$14,259
Compound Planning, Inc.272,928$13,552
AMI INVESTMENT MANAGEMENT INC238,206$11,828
Savvy Advisors, Inc.210,463$10,451
Motley Fool Wealth Management, LLC205,476$10,203
Hobbs Group Advisors, LLC204,757$10,167
W.G. Shaheen & Associates DBA Whitney & Co186,749$9,273
Mariner, LLC167,017$8,293
Brown Financial Advisors163,395$8,113
INTEGRATED CAPITAL MANAGEMENT, INC.122,657$6,091
MML INVESTORS SERVICES, LLC117,142$5,817
New Republic Capital, LLC110,257$5,475
Lord & Richards Wealth Management, LLC105,459$5,237
Paladin Wealth, LLC98,068$4,870
Compass Financial Group, Inc. (Ohio)95,309$4,733
Integrated Wealth Concepts LLC90,175$4,478
MATHER GROUP, LLC.83,297$4,136
MARIPAU WEALTH MANAGEMENT LLC75,944$3,775
Global Wealth Management Investment Advisory, Inc.65,631$3,259
Cushing Capital Partners, LLC61,627$3,060
UBS Group AG57,504$2,855
Safe Harbor Wealth Advisors, LLC46,986$2,357
NewEdge Advisors, LLC41,774$2,074
Mendel Money Management40,657$2,019
Vermillion & White Wealth Management Group, LLC34,376$1,707
Milestones Private Investment Advisors LLC32,169$1,597
OmniStar Financial Group, Inc.26,706$1,326
World Investment Advisors26,412$1,311
Oregon Pacific Wealth Management, LLC25,340$1,258
Aptus Capital Advisors, LLC21,472$1,066
PUFF WEALTH MANAGEMENT, LLC21,337$1,057
Wilian Securities, LLC18,785$933
SILVERLAKE WEALTH MANAGEMENT LLC16,860$837
GeoWealth Management, LLC15,586$774
Summit Financial, LLC15,303$760
Parallel Advisors, LLC14,950$742
LPL Financial LLC13,790$685
HOWARD BAILEY SECURITIES, LLC12,151$603
Canandaigua National Trust Co of Florida11,725$582
Welch Financial Planning, LLC11,103$551
Sepio Capital, LP10,210$507
Latitude Advisors, LLC8,688$431
Waterloo Capital, L.P.8,598$427
Bauman Advisory Group, LLC8,095$402
Cambridge Investment Research Advisors, Inc.7,821$0
JANE STREET GROUP, LLC7,724$384
Prime Capital Investment Advisors, LLC7,294$362
Financial Guidance Group, Inc.6,751$335
Cerity Partners LLC6,650$330
Brinker Capital Investments, LLC5,798$288
Mutual Advisors, LLC5,735$285
SCS Capital Management LLC5,481$272
Strong Retirement Solutions LLC5,296$263
ARGUS INVESTORS' COUNSEL, INC.5,242$260
A4 Wealth Advisors LLC4,888$243
COMMONWEALTH EQUITY SERVICES, LLC4,850$241
GUARDIAN WEALTH ADVISORS, LLC / NC4,818$239
HUNTINGTON NATIONAL BANK4,391$218
AE Wealth Management LLC4,333$215
FLOW TRADERS U.S. LLC4,108$0
COMERICA BANK3,403$169
SageView Advisory Group, LLC1,000$50
Larson Financial Group LLC820$41
AdvisorNet Financial, Inc354$18
Golden State Wealth Management, LLC22$1
CWM, LLC12$0
CITIGROUP INC10$0
Farther Finance Advisors, LLC2$0
FMR LLC1$0
Total (85 institutions)14,166,667$687,688